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HomeMy WebLinkAboutReso 82-117 - Approving Agreement for Financial Consulting Services - Western Ranches Water Assessment District No. 1981-5 RESOLUTION NO. ,fl -//7 RESOLUTION APPROVING AGREEMENT FOR FINANCIAL CONSULTING SERVICES WESTERN RANCHES WATER ASSESSMENT DISTRICT NO. 1981-5 The City Council of the City of Redding resolves : As a part of the proceedings for improvements in Western Ranches Water Assessment District No. 1981-5 , this Council approves that certain agreement between the City of Redding and John Vande Pol and Associates , effective August 2 , 1982 , and attached to this resolution . The Mayor is authorized to sign the agreement and the City Clerk is authorized to attest its execution. I HEREBY CERTIFY that the foregoing resolution was duly and regularly adopted by the City Council of the City of Redding , Shasta County, California , at a regular meeting thereof , held on the 2nd day of August , 1982 . AYES : Councilmembers Demsher, Fulton, Kirkpatrick, Pugh, and Gard NOES : Councilmembers None ABSENT: Councilmembers None ETHEL A. NICHOLS , City Clerk , City of Redding , Shasta County, California By C �---/e Lf G re Kr ORIGINAL • • AGREEMENT FOR FINANCIAL CONSULTING SERVICES RECITALS : A. The parties to this agreement are the City of Redding, a California general law City (hereafter called the "City" ) , and John Vande Pol and Associates , Municipal Financing Consultants (hereafter called "Vande Pol" ) . B. The effective date of this agreement shall be the date of approval by resolution of the City Council of the City. C . In connection with the Western Ranches Water Assessment District No. 1981-5 , the City requires the services of a qualified financial consultant to prepare an appropriate Notice of Sale and an appropri- ate Official Statement to facilitate sale of the proposed issue of 1915 Act improvement bonds , and Vande Pol is qualified to provide such financial consulting services . D. In mutual consideration of the agreements and provisions stated, the parties agree as follows : AGREEMENT : 1 . The following terms shall have the meanings specified in this agree- ment. a. " Improvement bonds" shall mean improvement bonds issued under the Improvement Bond Act of 1915 (Sections 8500 and following , California Streets and Highways Code) . b. "Official Statement" shall mean a disclosure document to be prepared in conformity with acceptable standards in the municipal bond industry for presentation of the proposed bond issue to the bond underwriting community . c . "Notice of Sale" shall mean a notice specifying the terms and conditions of the proposed bond issue and the procedure for submission of competitive bids for the purchase of the proposed improvement bonds . d. "Date of sale" shall mean Tuesday , September 7 , 1982 . e. "Bond Counsel" shall mean Sturgis , Ness , Brunsell & Sperry a professional corporation , Emeryville , California . 2 . Vande Pol agrees to prepare a Notice of Sale and an Official State- ment with respect to the improvement bonds for submission to and approval of the City Council of the City at its regular meeting on August 16 , 1982 . 3 . The parties acknowledge that Xerox reproduction and distribution of both the Notice of Sale and the Official Statement to prospective bond purchasers shall be the responsibility of Bond Counsel , to whom Vande Pol shall provide the Notice of Sale and the Official Statement in a form suitable for Xerox reproduction not later than 12 : 00 noon on August 6 , 1982 . 4 . Since the final amount of unpaid assessments will be determined on August 12 , Vande Pol is to prepare a preliminary maturity schedule on the basis of the full amount of assessments levied by the City Council on July 6 . As soon as possible after August 12 , Vande Pol shall prepare a final maturity schedule , to be distributed by Bond Counsel to prospective bond purchasers . The final maturity schedule shall be the basis for comparison of bids received and for deter- mining the best bid received for the improvement bonds . -2- • i 5 . As compensation for Vande Pol ' s services , the City shall pay Vande Pol a fee equal to 1-1/2% of the principal amount of the improvement bonds . Payment shall be expressly contingent upon receipt of bond sale proceeds , and the City shall not be obligated to pay said fee from any other source except bond sale proceeds . CITY OF REDDING, a California general law city Mayor ATTEST : Ethel A. Nichols , City Clerk , City of Redding, Shasta County , California JOHN VANDE POL AND ASSOCIATES By