HomeMy WebLinkAboutReso. 1983 - 088 - Resolution ordering sale of bonds calexico drive street assessment district no. 1983-4 RESOLUTION NO. 83 -8g
RESOLUTION ORDERING SALE OF BONDS
Calexico Drive Street Assessment District No. 1983-4
The City Council of the City of Redding resolves:
The City Council accepts the offer of -E. W. COOK,
(attached to this resolution and by reference incorporated
in it) , to purchase all of the improvement bonds to be
issued in Calexico Drive Street Assessment District
No. 1983-4 , City of Redding , Shasta County, California.
The City Council directs the sale and delivery of
the bonds to the offeror in accordance with the terms and
conditions stated in the offer.
I HEREBY CERTIFY that the foregoing resolution
was duly and regularly adopted by the City Council of the
City of Redding, Shasta County, California, at a regular
meeting thereof , held on the 16th day of May, 19834.,,
AYES : Councilmembers Demsher, Kirkpatrick, 'Pugh, and Gard
NOES: Councilmembers None
ABSENT: Councilmembers Fulton
ETHEL A. NICHOLS , City Clerk , City of
Redding, Shasta County, California
BY (---7e-77.--Z?
C
• • •Law Offices of
STURGIS, NESS, BRUNSELL & SPERRY (415) 652 7588
EUGENE K. STURGIS a professional corporation
(1892-1976)
1900 Powell Street, Suite 1150 MAIL ADDRESS:
EDWIN N. NESS
Emeryville, California 94608
ROBERT BRUNSELL POST OFFICE Box 8808
SAMUEL A. SPERRY May 12 , 1983 EMERYVILLE, CA 94662
Mr. E. W. Cook
3435 Riverview Drive
Redding, CA 96001
Re: Calexico Drive Street Assessment
District No. 1983-4 , City of Redding
Dear Mr. Cook:
•
The purpose of this letter is to set forth the terms and conditions of
sale to you by the City of Redding of the improvement bonds for Calexico
Drive Street Assessment District No. 1983-4 . The terms of issuance and
sale are as follows:
1 . The principal amount of bonds is $24 , 497 . 01. The bonds will
mature in accordance with the maturity schedule set .forth on
Exhibit A attached to this letter.
2 . The bonds will be issued pursuant to the provisions of the
Improvement Bond Act of 1915 .
3 . The bonds will be dated June 2 , 1983 and delivery will be made
to you upon payment of the purchase price at the office of the
City Treasurer of the City of Redding on or about June 2 , 1983 .
The bonds will bear interest coupons payable at the rate of
10% per annum, with interest payable semi-annually on January 2
and July 2 , with the first interest coupon being dated January 2,
1984 . •
4 . The bonds will be in even denominations of $500 , except
Bond No. 1, which shall be in the denomination of $497 . 01.
It is understood that the entire principal amount of each
bond will mature on July 2 in the year indicated in the maturity
schedule and shall be payable to you on that date.
5. The bonds, and each of them, are subject to. prior redemption
in accordance with the provisions of the Improvement Bond Act
of 1915 . In summary, these provisions state that any bond is
callable at the discretion of the City of Redding on any interest
payment. date by. payment to the bond holder of the principal
• amount of the bond, a 5% prepayment premium, and accrued interest
to the date of call.
6 . Principal and interest of the bonds are payable from a special
fund to be administered by the. Bank of America, serving as
• •
Mr. E. W. Cook
Page Two
May 12 , 1983
paying agent for the City of Redding. Bond holders must
understand that neither the principal nor the interest consti-
tute obligations of the City of Redding other than in the
strictly limited sense provided by the Improvement Bond Act
of 1915 , and neither principal nor interest is payable from
any fund of the City other than the special bond redemption
fund to be established for this bond issue.
7 . Moneys flow to said special fund from the installment payments
of the respective property owners of the parcels. Attached as
Exhibit B to this letter is a copy of the Unpaid List showing
by parcel the amount of unpaid assessment against each of the
respective parcels . The annual installment payments from
property owners are collected on the tax roll of the County
of Shasta as a separately stated item on the tax bill for each
of the subject parcels. The installments are payable on the
same dates as property taxes and are calculated to provide suf-
ficient funds to pay principal and interest on the bonds , pro-
vided that all property owners pay their installments on time.
8 . In the event of delinquency by any property owner in the payment .
of any installment or part thereof, the Bank of America may have
insufficient funds in the special fund from which to pay bond
principal and interest on the due date.
9 . To protect against this possibility, we have provided in the
assessment proceedings for establishment of a special reserve
fund in the amount of $1,977 .60 . The amounts contained in this
special reserve fund will be available, when needed, to supple-
ment the installment collections from property owners so as to
assure timely payment of bond principal and interest. It must
be expressly understood, however, that any sustained period of .
default by one or more property owner could exhaust said reserve
fund, resulting in an insufficiency of funds to pay both princi-
pa1 and interest on time.
10. The Improvement Bond Act of 1915 further provides that, in the
event there are insufficient funds from installment collections
and from the special reserve fund to pay both principal and
interest on time, the City of Redding is obligated to advance
"any available funds not immediately needed" to the special fund
for payment of such bond principal and interest. This phrase
set forth in quotes in the foregoing sentence is 'generally
construed to mean surplus funds or unappropriated reserves
ot- some similar fund of the City. It must be expressly under-
stood that the C'.ty of Redding makes no representation to you
whatsoever that it has any such funds available at this time
or that it will have any such funds atany future date. To
•
Mr. E . W. Cook
Page Three
May 12 , 1983
the contrary, as the City adjusts its budgeting and appropria-
tions procedures to meet the limitations imposed by Proposition 13
and Proposition 4 (Article:.. XIIIA and XIIIB of the California
Constitution) , it will become increasingly likely that the
City will not have any such funds . Prudence suggests that you
not purchase these bonds unless you are willing to take the
risk of some delay in payment to you, and that in any event
you should not rely upon the City to make any advances to the bond
redemption fund.
11. In the event that all sources legally available to pay bond
principal and interest are insufficient at anyy time to pay
bond principal and interest when due , there will be a default
in payment to bond holders of both principal and interest.
While this appears to be unlikely, it is a clear possibility.
This condition of default would continue until the delinquent
property owners cure their installment delinquency or until the
City can obtain funds from which to make an advance to the bond
redemption fund, or until such time as the City can foreclose
its lien against the delinquent property and realize cash
proceeds from such sale to a third party.
12. In purchasing the bonds , it is your obligation to infoLm your-
self to the extent that you deem prudent about the merits of
this bond issue and the sufficiency of the lien security against
the respective parcels. Neither the City nor any officer or
agent thereof, including our firm as bond counsel , intends to
prepare any disclosure document describing the financial con-
dition of the City, the improvement bonds , or the property being
assessed. Instead, it shall be your obligation to satisfy your-
self as to the nature of the investment risk involved in purchas-
ing these bonds .
13. Summarizing the foregoing, it must be expressly understood that
this type of improvement bond would most likely not be a suit-
able investment for any person who would experience financial
hardship if there were to be a default in payment of bond
principal or interest for a period of time extending to ap-
proximately four or five years . Absent unusual circumstances,
thi's period of default would, in my experience, be the extreme
case and would most likely result only from the circumstance of
bankruptcy proceedings pertaining to the owner of one or more of
the subject parcels.
The purchase price of the bonds shall be the par value thereof , namely
$24 ,497 . 01, together with any accrued interest on the bonds from the
date of June 2 to the date of delivery. As indicated , we presently
expect to have the bonds available for delivery to you on June 2 ,
so that there would be no accrued interest if we can accomplish that.
411
•
• Mr. W. E. Cook
Page Four
May 12 , 1983
The bond printer is presently working against a significant backlog
of orders , and it is therefore possible that we will be delayed by a
week or two in getting the bonds available. In that case, the
accrued interest will be added to the purchase price. The bonds ,
when delivered to you, will be accompanied by the customary closing
documents , including our approving legal opinion respecting the bonds .
You will be required to execute a receipt for the bonds and submit that
to the City Treasurer, together with a certified check or cashier' s
check payable to the City of Redding. We will be providing you a copy
of our bond delivery instructions, which we will prepare and send to
Beverly Cassaday, the City Treasurer, in advance of the bond delivery.
To indicate your agreement to the terms of purchase and sale of this
bond issue to you, please execute the two enclosed copies of this letter
and bring them with you to the City Council meeting this coming Monday
evening, May 16th, at 7: 00 P.M. I would like for you to be present at
the time the Council authorizes the sale to you.
Yours very truly,
STURGIS, NESS, BRUNSELL & SPERRY
a professional corporation
` ! /
V
Samuel A. Sperry
SAS:mc
Enclosures
cc: Robert Courtney, City Manager
Linda Downing, Director of Finance
Robert D. Hastings, Public Works Dept.
Beverly J. Cassaday, City Treasurer
E. W. CORK
•DITOR'S RECORD •
CALEXICO DRIVE STREET ASSESSMENT DISTRICT NO. 1983-4 ,
CITY OF REDDING,
SHASTA COUNTY, CALIFORNIA
DATE OF BONDS : 6/2/83
YEAR RATE PRINCIPAL INTEREST TOTAL
1983-84 10 . 000 $497 . 01 $2 ,653 . 84 $3 , 150. 85
1984-85 10. 000 1,000 . 00 2, 400 . 00 3,400 . 00
1985-86 10. 000 1, 000 . 00 2,300 . 00 3,300. 00
1986-87 10. 000 1,000 . 00 2, 200 . 00 3 , 200. 00
1987-88 10. 000 1,000 . 00 2,100 . 00 3,100. 00
1988-89 10. 000 1, 000 . 00 2,000 . 00 3 , 000 .00
1989-90 10. 000 1,500 . 00 1,900 .00 3, 400 . 00
1990-91 10. 000 1,500 . 00 1,750 .00 3 , 250.00
1991-92 10. 000 1,500 . 00 1,600 . 00 3, 100 . 00
1992-93 10. 000 2, 000 . 00 1,450 . 00 3,450. 00
1993-94 10. 000 2,000 . 00 1,250 . 00 3 , 250 . 00
1994-95 10.000 2, 000 .00 1,050 .00 3, 050. 00
1995-96 10. 000 2, 500. 00 850 . 00 3,350 . 00
1996-97 10. 000 3 , 000 . 00 600 . 00 3 ,600 .00
1997-98 10. 000 3 ,000 . 00 300 . 00 3 ,300 . 00
$24 ,497. 01 $24 ,403 . 84 $48,900. 85
}
•
EXHIBIT A
•
411 . 411
. PAID AND UNPAID LIST
OF ASSESSMENTS IN
Calexico Drive Street Assessment District No. 1983-4
I HEREBY CERTIFY that the attached list of Paid
and Unpaid Assessments correctly reflects (1) all amounts
received by me on account of assessments in Calexico Drive
Street Assessment District No. 1983-4, City of Redding,
Shasta County, California, within thirty (30) days after
the assessments became due and payable and (2) all amounts
remaining unpaid on each of the assessments in said
Calexico Drive Street Assessment Assessment District
No. 1983-4 .
Executed at Redding, California, on
, 1983 .
BEVERLY J. CASSADAY, City Treasurer,
City of Redding, Shasta County,
California
By
• EXHIBIT B
PAID AND UNPAID LIST
CALEXICO DRIVE STREP ASSESSMENT DISTRICT NO. 83-4 ,
CITY OF REDDING,
SHASTA COUNTY, CALIFORNIA
ASSESS AMOUNT OF AMOUNT CREDIT TO AMOUNT
NUMBER ASSESSMENT . PAID ASSESSMENT UNPAID
1 $4 , 241. 87 $ . 00 $ . 00 $4 , 241. 87
2 6 , 395 . 48 . 00 . 00 6 , 395 . 48
3 3, 285 . 83 . 00 . 00 3 , 285 . 83
4 3 , 359 . 91 2, 855.92 3, 359 .91 .00
5 5,805 . 51 3 , 500 . 00 4 ,117. 65 1,687 .86
6 2, 976 . 39 2,529.93 2, 976. 39 . 00
7 2 , 976 . 39 . 00 . 00 2, 976 . 39
8 2 ,976 . 39 . 00 . 00 2,976 . 39
9 2 ,933. 19 . 00 . 00 • 2,933. 19
10 4 , 601. 04 3 , 910. 88 4 , 601. 04 . 00
OTALS: $39 ,552. 00 $12 ,796 . 73 $15,054 . 99 $24,497 .01
DISCOUNT FOR CASH PAYMENT:15. 000%
i