HomeMy WebLinkAboutReso. 1987 - 287 - Approving the self-insured workers compensation service agreement between the city of redidng and fleming & associates and authorizing the mayor to sign RESOLUTION NO. 37-.227
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF REDDING
APPROVING THE SELF-INSURED WORKERS' COMPENSATION SERVICE
AGREEMENT BETWEEN THE CITY OF REDDING AND IIFLEMING &
ASSOCIATES, AND AUTHORIZING THE MAYOR TO SIGN ALL NECESSARY
DOCUMENTATION.
BE IT RESOLVED by the City Council of the City of Redding as
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follows :
1 . That the City Council of the City of Redding hereby
approves the Self-Insured Workers ' Compensation Service Agreement
dated September 1 , 1987 , between the City of Redding and Fleming
& Associates, a true copy of which is attached hereto. ',
2 . That the Mayor of the City of Redding is hereby
authorized and directed to sign said Agreement and all necessary
documentation on behalf of the City of Redding in ' connection
therewith, and the City Clerk is hereby authorized and directed
to attest the signature of the Mayor and to impress the official
seal of the City of Redding on the aforesaid documents, when
appropriate.
I HEREBY CERTIFY that the foregoing Resolution was
adjourned
introduced and read at a regular/meeting of the City Council of
the City of Redding on the 29th day of September , 1987 , and was
duly adopted at said meeting by the following vote:
AYES: COUNCIL MEMBERS: Carter, Gard, Johannessen and Datil
NOES : COUNCIL MEMBERS : None ,I
ABSENT: COUNCIL MEMBERS: Fulton
ABSTAIN: COUNCIL MEMBERS : None
(11-2d7k_424_,(_) ,I
MIKE DAHL, Mayor
City of Redding
ATTEST: FORM PPROVED:
4c4. 41 it
ETHEL A. NICHOLS , City Clerk RA DALL A. HAYS, C ty Attorney
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SELF-INSURED WORKERS' COMPENSATION
SERVICE AGREEMENT
This AGREEMENT, made this September 1, 1987, between the
CITY OF REDDING, hereinafter referred to as CITY, and Fleming
& Associates , a California Corporation, hereinafter referred
to as the ADMINISTRATOR.
RECITALS
WHEREAS the CITY desires to self-insure its liability to
its employees pursuant to the Workers' Compensation Laws of
the State of California.
WHEREAS the ADMINISTRATOR is engaged in the business of
supervising and administering Self-Insured Workers' Compensation
Programs for self-insured employers.
WHEREAS the CITY desires to retain the services of the
ADMINISTRATOR to supervise and administer a Self-Insured Workers'
Compensation Program, hereinafter referred to as the PROGRAM
for the CITY. �!
NOW THEREFORE, the CITY hereby retains the services of
the ADMINISTRATOR and the ADMINISTRATOR agrees to render its
services for the CITY on the terms and conditions of this AGREEMENT.
LEGAL STATUS OF ADMINISTRATOR
1. The ADMINISTRATOR is a validly existing corporation
in the State of California, with power to own property and carry
on its business as it is now being conducted .
TERM OF AGREEMENT
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2 . This AGREEMENT shall become effective as of September
1, 1987, and shall continue in effect for a period of three
years (3) beginning September 1, 1987 and ending August 31,
1990.
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PROGRAM DEVELOPMENT SERVICES TO
BE PERFORMED BY ADMINISTRATOR
3 . ADMINISTRATOR agrees to perform and provide all the program
development services necessary to maintain a PROGRAM which achieves
the objectives of cash savings to the CITY and full benefits
to the employees. Said services shall include , but not be limited
to, the following:
A. Analyze with personnel of the CITY, the need
for modification and implementation of procedures , practices,
and coordination to meet the requirement of the State of California
and the needs of the CITY.
B. Develop and provide procedures, practices , and
coordination in relation to, not by way of limitatin, the reporting
of industrial injuries , the role of the supervisor, medical
referral , personnel-payroll responsibilities in prociessing industrial
injuries , and employees consultative services. !1
C. Orientate those personnel of the CITY involved
directly in the processing of industrial cases of the procedure ,
practices , and coordination have been prepared by ADMINISTRATOR.
D. Design and provide all forms necessary for the
efficient operation of the PROGRAM, excluding printed checks
and vouchers. Said forms shall include , not by way of limitation,
documents for the reporting of industrial injuries and illnesses,
general processing of Workers' Compensation matters,
I doctors'
reports, claims administration, coordination of benekits, and
fiscal reports.
E. Inform the CITY in writing of the adoption, amendment,
or repeal of all statutes, rules and regulations, and decisions
of administrative agencies which could directly or indirectly
affect the PROGRAM.
F. Consult and advise the CITY on any matters arising
in connection with the business of the CITY which involves the
subject matter of this AGREEMENT.
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ADMINISTRATIVE AND IMPLEMENTATION SERVICES
TO BE PERFORMED BY THE ADMINISTRATOR
4 . ADMINISTRATOR further agrees to perform and provide
any and all administrative and implementation serviii es necessary
to achieve the desired objectives of the CITY. Said services
shall include, but not be limited to, the following
A. Administer the PROGRAM of the CITY in full compliance
with all laws , rules, and regulations governing the administration
of self-insurance .
B. Review and process all reports and cases of industrial
injury to or disease of employees in accordance with the requirements
of the appropriate State agencies.
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C. Determine the compensability of injuries and illnesses
in accordance with State Workers' Compensation Laws and decide
what benefits , if any, should be paid or rendered in each case.
D. Effect the payment of medical benefits and arrange
and authorize medical examinations to determine the nature and
extent of an alleged disability.
E. Decide the eligibility for and effect payment
of temporary disability compensation, in coordination with medical
advice , rehabilitation efforts , and salary continuation programs.
F. Determine the extent and degree of permanent disabil-
ity, utilizing , as necessary and desirable , any medical sources
of advisory bodies available, provided , however , all the findings
shall be reported to the CITY before any action is taken.
G. Effect payments of permanent disability compensation
and death benefits in accordance with Advisory Ratings, Findings
and Awards , or settlement agreements , all which have been approved
by the CITY in advance .
A. Maintain on each claim, current estimates of the
future anticipated costs of all benefits , i .e. , reserves.
I. Establish and maintain all records and claim files
on each claim which shall be available to the CITY at all times
for inspection for a minimum period of five (5) years.
MEDICAL CONTROL SERVICES
TO BE PERFORMED BY ADMINISTRATOR
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5. ADMINISTRATOR further agrees to perform and provide any
and all medical control services necessary to ensure a high
quality of medical treatment for injured employees,) prompt and
complete medical reports , necessary to the determination of compen-
sability in the providing of benefits, and the regulation of
medical costs. Said services shall include , but not be limited
to, the following:
A. Maintain a current roster of physicians for the
first treatment of employees with industrial injuries or illness
requiring long-term or specialty care. This roster i shall be
reviewed periodically for quality and cost of medical treatment.
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B . Monitor treatment programs for injured employees,
including , not by way of limitation, review of all riledical reports.
Copies of all pertinent medical reports shall be forwarded to
the CITY. II
C. Provide continuing medical control of i employee
injury cases so that the employee may be returned to the job
as early as is consistent with the medical conditioL
D. Audit all medical bills prior to payment to confirm
its relationship to the disability and accepted fee schedules.
E. Establish standards for the evaluation of physical
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capacity of the injured employees to return to work;, and provide
guidance for the application of standards in determining the
existence of any permanent disability.
F. Make all necessary arrangements for consultation
with and examinations by physicians for the review of the employees'
medical problems .
G. Supervise the furnishings of medical treatment
to injured employees.
H. Administer and process all lifetime medical cases.
CLAIMS INVESTIGATIVE SERVICES
TO BE PERFORMED BY ADMINISTRATOR
6. ADMINISTRATOR further agrees to arrange for all claims inves-
tigative services necessary to conduct a thorough investigation
of any claim or dispute arising out of or related t'o the PROGRAM.
Said services shall include , but not be limited to, the following:
A. Determine liability of questionable claims and
arrange all necessary investigations as deemed necessary by
the CITY with regard to individual cases , to confiriln whether
or not the injury of the illness arose out of and occurred during
the course and scope of employment.
B. Provide all records , medical files, and other
data, and perform all tasks and research as the CITY or designated
legal counsel of the CITY may request or require concerning
any claim, dispute , liability, loss costs, or obligation on
account of, or arising out of , the PROGRAM.
C. Monitor all cases for potential subrogation recoveries
and arrange subrogation investigations. Investigations and
other assistance shall be performed as the CITY mayrequest
or require where necessary to effect collection from third parties.
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EMPLOYEE CONSULTATIVE SERVICES
TO BE PERFORMED BY ADMINISTRATOR
7. ADMINISTRATOR further agrees to perform and proide any
employee consultative services necessary to supply employees
with full and complete information and guidance regi;rding their
rights and benefits, and the operation of the PROGR 4M. Said
services shall include , but not be limited to, the hollowing:
A. Provide consultation and recommendations concerning
the development of policies and procedures for employees' consul-
tative service activities. II
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B. Supply information and guidance to all injured
employees relative to their rights and benefits.
C. Identify and attempt to solve employee problems
arising out of work-incurred disabilities.
D. Meet with employee groups, at the direction of
the CITY, to discuss the Workers' Compensation systli n and related
matters .
E. Develop policies and procedures to ensure that
the return to work or reassignment of injured employees is consistent
with the findings of State administrative agencies .
F. Assist the CITY and employees in solving employee
nonlegal problems arising out of industrial injury ases.
REHABILITATION SERVICES
TO BE PERFORMED BY ADMINISTRATOR
8. ADMINISTRATOR further agrees to arrange for any rehabili-
tation services necessary to develop and maintain agood, sound
rehabilitation system. Said services shall include but not
be limited to, the following: II
A. Work with the employees , the personnel staff of
the CITY, and other groups or agencies to provide for the rehabili-
tation , retraining, or reassignment of employees with physical
or performance limitations arising out of industrial injuries.
The costs for rehabilitation of employees shall be the responsibility
of the CITY.
B . Develop and administer a rehabilitation system
for the CITY pursuant to applicable State laws, rules and regula-
tions, and decisions of administrative agencies thereto.
C. Develop and closely monitor plans which are submitted
to the Rehabilitation Bureau for Vocational Rehabilitation.
STATISTICAL AND REPORTING SERVICES
TO BE PERFORMED BY ADMINISTRATOR i
9. ADMINISTRATOR further agrees to perform and provide any
and all statistical services necessary to maintain ciontrol of
self-insurance costs and continue the efficient opeiration of
the PROGRAM. Said services shall include , but not Abe limited
to, the following:
A. Provide a monthly loss report, on or before the
thirtieth (30th) day of each calendar month, for th:i preceding
month, containing, not by way of limitation, the following infor-
mation: The location, the description of the loss, the nature
of the injury, the number of days lost from work, reserves and
payments made during the given months.
B. Submit a comprehensive monthly report, for the
preceding month, on or before the thirtieth (30th) day of each
succeeding calendar month, delineating a "year to date" complete
run of all incurred reserves and payments.
C. Furnish a complete monthly breakdown, on or before
the thirtieth (30th) calendar day of each month, of all claims
as well as a "year to date" breakdown by location and department.
D. Maintain all records and statistical data on losses
arising from employee injuries as may be required under the
appropriate laws of the State of California, and rules and regula-
tions thereto.
E. Supply data and information relative to the establish-
ment of a reserve dollar amount of each and every claim after
ADMINISTRATOR' s analysis of said claim, monitor eacl. and every
claim, at a minimum quarterly, to determine if a change in the
reserve dollar amount is required , and provide an analysis of
the reserve fund at such times at the CITY may require, in order
to ensure the adequacy of said fund in light of anticipated
and accrued costs, expenses, and claims.
F. Provide a quarterly narrative status rIeport on
all major claims with a total expected cost of ten thousand
dollars ($10 , 000) or more.
LITIGATION MANAGEMENT
10 . ADMINISTRATOR further agrees to perform and provide
litigation management services which shall include , but not
be limited to, the following:
A. Retain, on the CITY' s behalf ,when dee','med necessary,
attorneys who specialize in the defense of Workers" Compensation
litigation, when an employee files an Application for Adjudication
before the Workers' Compensation Appeals Board.
B. Inform the CITY of all hearings scheduled before
the Workers' Compensation Appeals Board.
C. Cooperate fully with the City Attorney or any
other attorney engaged on the CITY' s behalf , and prlovide all
records , medical files, and provide any nonlegal preliminary
work as the CITY's counsel may request.
D. Legal expenses are to be paid by the (CITY through
the Trustee Account administered by the ADMINISTRATOR.
QUALIFIED AND TRAINED PERSONNEL
11 . Qualified and trained personnel directly employed
and supervised by the ADMINISTRATOR will perform all the services
required by the terms and conditions of the AGREEMENT. ADMINISTRATOR
agrees that each of its employees shall have an extensive background
in the Workers ' Compensation field and will be properly trained
and will use reasonable care in the performance of their duties.
Furthermore, each employee shall be provided with continued
education to ensure that they are up to date on recent court
decisions , proposed legislation, and are able to take the necessary
action that may be indicated or required to continue and maintain
control of the PROGRAM.
COMPENSATION OF THE ADMINISTRATOR
12. As compensation for services rendered under this AGREEMENT,
ADMINISTRATOR shall be entitled to receive the amounts outlined
below. Said compensation is based upon an average of 188 claims
per year . Any underage or overage of the actual cl i ims count
will be adjusted at the end of each fiscal year .
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CONTRACT YEAR PRICE/CLAIM ANNUAL FEE MONTHLY BILLING
1987-88 $125 $23, 500 $1 ,958. 33
1988-89 $145 $27, 260 $2 ,271. 66
1989-90 $165 $31, 020 $2 , 585. 00
CITY agrees to pay ADMINISTRATOR monthly in advance. All payments
should be mailed to Fleming & Associates , 1150 Foothill Blvd. ,
Suite E, La Canada, CA 91011 .
INDEMNIFICATION
13. The ADMINISTRATOR shall indemnify, hold harmless,
and defend the CITY from all liability, loss, damage , or injury
arising out of or incident to the performance of this AGREEMENT,
including without limitation, all consequential damages.
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CANCELLATION
14 . This AGREEMENT may be cancelled by the CITY and/or
ADMINISTRATOR at any time with or without cause after six (6)
months of service upon giving written notice to either party
at least sixty (60) days prior to the date of terminilation.
NOTICES II
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15 . All notices , demands , requests , or approvals which
are required under this AGREEMENT, or which either CITY or ADMIN-
ISTRATOR may desire to serve upon the other , shall be in writing
and shall be conclusively deemed served when deliver d personally,
or forty-eight (48) hours after the deposit thereof lin the United
States mail , postage prepaid, registered or certified. Addresses
are hereinafter provided .
All notices , demands , requests , or approvals from
ADMINISTRATOR to CITY shall be addressed to CITY OF BEDDING,
Personnel Office , 760 Parkview Avenue , Redding, California 96001.
Excluding payment for services , all notice �g , demands ,
requests, or approvals 1s from CITY to ADMINI TQT R shall be addressed
to Fleming & Associates, 150 Cayuga St. , Suite 14 , Salinas,
CA 93901.
WARRANTY AGAINST COLLUSION
AND CONFLICT OF INTEREST
16 . ADMINISTRATOR hereby represents , warrants, and agrees
as follows:
A. Neither it nor its agents , servants , or employees
has any financial interest in any insurance company law firm,
or self-insurance administrator (excluding ADMINISTRATOR) , which
could , in any manner , benefit from the results of ADMINISTRATOR' s
recommendations.
B. Neither it nor its agents , servants , or employees
has in the past received, or is presently receiving ; income
from any of the above said organizations .
C. Neither it nor its agents , servants , or employees
has had , or is presently having , any part in setting or fixing
the prices for insurance , legal costs , or outside consulting
services with reference to the matters relating to tihe subject
matter of this AGREEMENT.
D. Neither it nor its agents , servants, or employees
has agreed with any person with regard to the results or proposed
results of the services contemplated by this AGREEMENT, and
any recommendations shall reflect the totally independent judgement
of ADMINISTRATOR.
E. Each provision of this AGREEMENT and 4ch provision
of this warranty , representation, and agreement is expressly
for the benefit of the parties hereto and any other person ,
firm, corporation, or class of persons, firms, or corporations
which could be affected by a violation of said AGREEMENT, warranty,
or representation.
F. In rendition of its services , hereunder , ADMINISTRATOR
shall act solely as an independent contractor and shall not
act or purport to act as an Agent with any authority to represent
or bind the CITY.
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ENTIRE CONTRACT
17 . This instrument contains the entire AGREEMENT between
the parties relating to the rights herein granted in the obligations
herein assumed . Any oral representations or modifications concerning
this instrument shall be of no force or effect except a subsequent
modification in writing, signed by the part to be charged .
PARTIAL INVALIDITY
18 . If any provision of this AGREEMENT is held by any
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competent court to be invalid , void, or unenforceable , the remaining
provisions shall nevertheless continue in full force and effect .
GOVERNING LAW
19 . The validity of this AGREEMENT and of any of its terms
and provisions, as well as the rights and duties , shall be inter-
preted and construed pursuant to the laws of the State of Califor-
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nia.
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INTERPRETATION
20 . The terms and conditions of this AGREEMENT shall be
construed pursuant to their plain and ordinary meaning and shall
not be interpreted against the maker .
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ATTORNEY'S FEES
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21 . If any action at law or inequity, including an action
for declaratory relief , is brought to enforce or interpret the
provisions of this AGREEMENT, the CITY shall be entitled to
a reasonable attorney' s fee if it prevails, which may be set
by the court in the same action or in a separate action brought
for that purpose , in addition to any other relief to which it
may be entitled .
EXECUTED at Redding, California, on the date and year first
above written.
Fleming & Associates , Inc .
BY � � i/-,2-twn 7 /CQ �/Wil Tarn Edward Fng president
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ATTEST:
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City Clerk
CITY OF REDDING
BY
Mayor Date