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HomeMy WebLinkAboutReso 91-533 - Approve & Authorize the mayor to sign the letter of intent between COR & Industrial Power Technology, for purchase and sale of an Electric Power Generation Facility • Ir RESOLUTION NO. `7�Jt� ,� A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF REDDING APPROVING AND AUTHORIZING THE MAYOR TO SIGN THE LETTER OF INTENT BETWEEN THE CITY OF REDDING AND INDUSTRIAL POWER TECHNOLOGY, FOR THE PURCHASE AND SALE OF AN ELECTRIC POWER GENERATION FACILITY. IT IS HEREBY RESOLVED that the City Council of the City of Redding hereby approves entering into a Letter of Intent between the City of Redding and Industrial Power Technology, a true copy of which is attached hereto and incorporated herein by reference. IT IS FURTHER RESOLVED that the Mayor of the City of Redding is hereby authorized and directed to sign said Letter of Intent on behalf of the City of Redding; and the City Clerk is hereby authorized and directed to attest the signature of the Mayor and to impress the official seal of the City of Redding thereto. I HEREBY CERTIFY that the foregoing Resolution was adjourned introduced and read at an,,regular meeting of the City Council of the City of Redding on the 11th day of December , 1991, and was duly adopted at said meeting by the following vote: AYES: COUNCIL MEMBERS: Buffum, Moss & Dahl NOES: COUNCIL MEMBERS: None ABSENT: COUNCIL MEMBERS: Arness & Fulton ABSTAIN: COUNCIL MEMBERS: None Mike Dahl, Mayor City of Redding ATTEST: FORM APPROVED: ETHEL A. NICHOLS, City Clerk RA14DALL A. HAYS, 91ty Attorney LETTER OF INTENT BETWEEN THE CITY OF REDDING AND INDUSTRIAL POWER TECHNOLOGY, INC. This letter of intent (LOI) is being entered into by and between the City of Redding (City) and Industrial Power Technology (IPT) , a California corporation, hereinafter sometimes individually referred to as Party and collectively as Parties. This LOI and the attached principles (Principles) set forth the general terms and conditions to be included in a project purchase agreement (Purchase Agreement) to be entered into by and between the Parties on or before February 4, 1992. It is the Parties intent that the Purchase Agreement will address additional terms and/or details not set forth in either the LOI or the Principles including, but not necessarily limited to, those listed in Section 16 of the Principles. Both Parties agree that, except as set forth in Sections 5 (a) and 7 (a) of the Principles, the obligations described in the LOI and the Principles shall be neither binding nor enforceable on either Party. The remaining obligations shall be described only by the Purchase Agreement and shall not become binding or enforceable until the Purchase Agreement is properly executed by both Parties. As indicated by the signatures below, the Parties concur with the terms and conditions set forth in both this LOI and the attached Principles. For the For CITY OF REDDING, CALIFORNIA IND TRIAL POWER TECHNOLOGY DATE: DATE: /VO U. Agreed as to Form 1 PRINCIPLES 2 3 4 1. PROJECT DESCRIPTION. 5 The electric power generation facility (Project) will consist of 6 three (3) or four (4) reconditioned or new (at IPT's sole election) 7 General Electric Frame 5 combustion turbine generating units, or 8 other comparable units mutually agreed upon between the Parties 9 before March 1, 1992 . These generating units are referenced 10 individually herein as "Unit" and collectively as "Units" . The 11 Units shall be capable of producing at least 58.5 megawatts (MW) 12 (Capacity) net International Standards Organization (ISO) using a 13 combination of natural gas and/or Liquified Petroleum Gas (LPG) . 14 15 The Project is to be built by IPT in Redding, California on 16 property owned by the City and located on the same site and 17 adjacent to the Redding Power Plant (Plant) located at 17120 Clear 18 Creek Road, Redding, California. 19 20 The Project shall be completed in all respects to electric utility 21 industry standards, capable of independent Unit operation and 22 operation in parallel, and fully dispatchable from the City' s 23 Electric Utility operations center. The Project shall include all 24 equipment necessary to connect the Project to the low voltage side 25 of the step-up transformer. 26 27 2. ACCEPTANCE TEST. 28 Prior to the City taking possession of the Project, a series of 29 tests (Acceptance Test) will be performed to determine the 30 operating viability of the Project. The Parties agree that the 31 specific requirements of the Acceptance Test will be included in 32 the Purchase Agreement. The Acceptance Test shall conform to 33 electric utility industry standards and shall include verification 34 that the Project can produce reliably at least 58.5MW net with 35 turbine inlet temperatures at 90° F for a consecutive 24-hour 36 period using natural gas and/or LPG. ISO procedures will be used 37 to adjust the actual Project net output resulting from the actual 38 turbine inlet temperatures measured during the Acceptance Test to 39 the theoretical Project net output if the turbine inlet 40 temperatures were 90° F. The Acceptance Test also shall include 41 verification that the Percentage Change In Project Efficiency, as 42 described in Section 3 (g) , equals or exceeds zero percent. 11/26/91 2 rc/172 1 3. PROJECT EFFICIENCY. 2 The City agrees to pay IPT incentive increases (Incentive 3 Increases) for power output levels above the minimum established 4 for the Acceptance Test in accordance with Section 4 (b) . The 5 amount of the Incentive Increase shall be based on the difference 6 between the minimum Project efficiency specified in Sections 2 and 7 3 (g) of these Principles and the actual Project efficiency. The 8 difference shall be determined in accordance with this Section 3 9 using the Unit Full Output of each Unit determined in accordance 10 with Section 3 (a) , the test load points of each Unit set forth in 11 Section 3 (b) (Test Load Points) , the base heat rate for each Test 12 Load Point of each Unit set forth in Section 3 (c) (Base Heat Rate) 13 and the actual heat rate for each Test Load Point of each Unit 14 determined in accordance with Section 3 (d) (Actual Heat Rate) . 15 16 3 (a) Unit Full Output: 17 The unit full output (Unit Full Output) for each Unit shall 18 equal each Unit's minimum average hourly net (as determined by 19 ISO procedures) output, in MW, as determined during a test 20 period of 24-consecutive-hours. 21 22 3 (b) Test Load Points: 23 The efficiency of each Unit shall be measured at five (5) Test 24 Load Points. Each Test Load Point shall equal the product of 25 the Unit Full Output and a percentage. The five percentages 26 used to calculate the five (5) Test Load Points for each Unit 27 shall be: 100%, 90%, 80%, 60%, and 50%. 28 29 3 (c) Base Heat Rate Table: 30 Each Test Load Point shall have a corresponding Base Heat Rate 31 as presented in the following Table 3A: 32 33 34 35 36 TABLE 3A 37 Test 38 Load Points 39 (Percent of 40 Full Output Base Heat 41 for each Unit) Rate (Btu/kWh) 42 43 1. 100 13 ,700 44 2. 90 14, 100 45 3 . 80 14,500 46 4. 60 15, 600 47 5. 50 16, 600 48 49 11/26/91 3 rc/172 1 3 (d) Actual Heat Rate: 2 Each Unit's Actual Heat Rate for the five (5) Test Load Points 3 of each Unit shall equal the Btus consumed (based on fuel 4 consumption) by the Unit divided by the kWh's produced by the 5 Unit as measured while the Unit operates for one continuous 6 half-hour at each Test Load Point during five (5) one-half 7 hour test periods following the determination of the Unit Full 8 Output, as required in Section 3 (a) . 9 10 3 (e) Percent Change In Heat Rate: 11 The Percent Change In Heat Rate for each Test Load Point of 12 each Unit will be determined using the following procedure: 13 14 (1) Subtract the Actual Heat Rate determined in Section 15 3 (d) from the corresponding Base Heat Rate set forth . 16 in Table 3A of Section 3 (c) , and 17 (2) Divide the resulting difference by the Base Heat Rate 18 set forth in Table 3A of Section 3 (c) , and 19 (3) Multiply the resultant quotient by one hundred (100) 20 21 The resultant product shall be the Percent Change In Heat 22 Rate. 23 24 3 (f) Percent Change In Unit Efficiency: 25 The Percent Change In Unit Efficiency for each Unit will be a 26 weighted average of the Percent Change In Heat Rate for each 27 Test Load Point and will be determined using the following 28 procedure: 29 30 (1) Multiply the Percent Change In Heat Rate, derived in 31 Section 3 (e) , associated with the Unit's 100% Test 32 Load Point by 0. 5, 33 (2) Multiply the Percent Change In Heat Rate associated 34 with each of the Unit's remaining four Test Load 35 Points by 0. 125, and 36 (3) Sum the five products derived for each Unit in Section 37 3 (f) Steps (1) and (2) above. 38 39 The resultant sum shall be the Percent Change In Unit 40 Efficiency. 41 42 3 (g) The Percent Change In Proiect Efficiency: 43 The Percent Change In Project Efficiency will be a weighted 44 average of the Units' Percent Change In Unit Efficiency and 45 will be determined using the following procedure: 46 47 3 (g) .(i) Calculate the Unit Weights to be used to 48 determine the weighted average of the Percent Change In 49 Unit Efficiency: 50 11/26/91 4 rc/172 1 For 3 Units: 2 (1) Multiply the Unit Full Output for the most 3 efficient Unit [i.e. , the Unit with the highest 4 positive value derived in Section 3 (f) above] by 5 1.5, the product shall be Weight #1. 6 (2) Multiply the next most efficient Unit's Unit Full 7 Output by 1. 0, the product shall be Weight #2. 8 (3) Multiply the least efficient Unit's Unit Full 9 Output by 0.5, the product shall be Weight #3. 10 11 For 4 Units• 12 13 (1) Multiply the Unit Full Output for the most 14 efficient Unit [i.e. , the Unit with the highest 15 positive value derived in Section 3 (f) above] by 16 1.5, the product shall be Weight #1. 17 (2) Multiply the second most efficient Unit's Unit 18 Full Output by 1.25, the product shall be Weight 19 #2 . 20 (3) Multiply the third most efficient Unit's Unit Full 21 Output by 0.75, the product shall be Weight #3. 22 (4) Multiply the least efficient Unit's Unit Full 23 Output by 0. 5, the product shall be Weight #4. 24 25 3 (g) (ii) Calculate the weighted average of the Units ' 26 Percent Change in Unit Efficiency: 27 28 For 3 Units: 29 (1) Multiply the Percent Change in Unit Efficiency for 30 the most efficient Unit [i.e. , the Unit with the 31 highest positive value derived in Section 3 (f) 32 above] by Weight #1, 33 (2) Multiply the next most efficient Unit's Percent 34 Change In Unit Efficiency by Weight #2 , 35 (3) Multiply the least efficient Unit's Unit Percent 36 Change In Unit Efficiency by Weight #3 , 37 (4) Sum the three products derived for each Unit in 38 Section 3 (g) (ii) Steps 1, 2, and 3 , and 39 (5) Divide the sum derived in Section 3 (g) (ii) Step 4 40 by the sum of the three Weights derived in Section 41 3 (g) (i) 42 43 For 4 Units: 44 (1) Multiply the Percent Change in Unit Efficiency for 45 the most efficient Unit (i.e. , the Unit with the 46 highest positive value derived in Section 3 (f) 47 above] by Weight #1, 48 (2) Multiply the second most efficient Unit's Percent 49 Change In Unit Efficiency by Weight #2, 11/26/91 5 rc/172 a 1 (3) Multiply the third most efficient Unit's Percent 2 Change In Unit Efficiency by Weight #3 , 3 (4) Multiply the least efficient Unit' s Unit Percent 4 Change In Unit Efficiency by Weight #4, 5 (5) Sum the four products derived for each Unit in 6 Section 3 (g) (ii) Steps 1, 2 , 3 , and 4, and 7 (6) Divide the sum derived in Section 3 (g) (ii) Step 5 8 by the sum of the four Weights derived in Section 9 3 (g) (i) . 10 11 The resultant quotient shall be the Percent Change In 12 Project Efficiency. 13 14 4. PURCHASE PRICE. 15 The purchase price (Purchase Price) shall be the base purchase 16 price (Base Purchase Price) plus Incentive Increases minus a price 17 decrease (Price Decrease) , if applicable. 18 19 4 (a) Base Purchase Price: 20 The Base Purchase Price will be Thirty-two Million Three 21 Hundred Sixty Thousand Dollars ($32 , 360, 000) . The Base 22 Purchase Price will be owed to IPT only if the Project passes 23 the Acceptance Test. 24 25 4 (b) Incentive Increases: 26 To the extent that the Project's capacity exceeds 51MW at 27 90° F turbine inlet temperature (as determined by ISO 28 procedures) and/or efficiency exceeds the minimum amounts 29 specified in Section 3 (g) of these Principles, there shall be 30 a corresponding Incentive Increase. The amount of the 31 Incentive Increases for increased capacity and increased 32 efficiency shall be in accordance with the following: 33 34 35 Capacity 36 Incentive 37 Percent Efficiency Increases 38 Change In (Heat Rate) (per MW 39 Project Incentive above 40 Efficiency Increases 51MW) 41 42 1. 0 - 3 .9 $ -0- $200, 000 43 2. 4 . 0 - 7.9 $ 400, 000 $250, 000 44 3 . 8 . 0 - 11.9 $ 900, 000 $300, 000 45 4. 12. 0 - 15.9 $1, 500, 000 $350, 000 46 5. 16. 0 - 19. 9 $2,200, 000 $350, 000 47 6. 20. and $3 ,200, 000 $350, 000 48 over 49 50 11/26/91 6 rc/172 1 4 (c) Price Decrease: 2 To the extent the City furnishes and installs generation 3 control equipment for the Units, there shall be a 4 corresponding Price Decrease. The Parties agree to establish 5 the provisions for such Price Decrease in the Purchase 6 Agreement. 7 8 S. PAYMENTS TO IPT. 9 Billing and payment under these Principles and the Purchase 10 Agreement shall be in accordance with this Section 5: 11 12 5 (a) Initial Payment: 13 Three (3) payments of Eighty Thousand Dollars ($80, 000) each 14 shall be paid by the City to IPT after execution of these 15 Principles. The first such payment shall occur subsequent to 16 the execution of these Principles and within 10 days of 17 receipt of billing by IPT. IPT shall bill for the second and 18 third payments on or after thirty (30) and sixty (60) days, 19 respectively, and respective payment by the City for such 20 billings shall occur within 10 days of receipt of such 21 billings. The total payment (Initial Payment) from the City 22 to IPT under this Section 5 (a) shall be Two Hundred Forty 23 Thousand Dollars ($240, 000) . The Initial Payment set forth 24 under this Section 5 (a) is intended to cover the costs 25 associated with IPT's obligation under Section 7 (a) of these 26 Principles and shall not be owed to IPT if IPT fails to meet 27 its obligations under such Section 7 (a) . 28 29 5 (b) Second Payment: 30 Following execution of the Purchase Agreement by the Parties 31 and upon receipt of notice of the availability of the proceeds 32 of the debt issued to finance the Project, the City shall 33 within 15 days of receipt of billing by IPT, pay to IPT the 34 sum of Five Hundred Thousand Dollars ($500, 000) provided that 35 IPT has obtained the sureties in accordance with Section 7 (b) 36 of these Principles. 37 38 5 (c) Progress Payments: 39 Beginning with the first month following the month during 40 which the second payment referenced in Section 5 (b) of these 41 Principles is made, and continuing until the date upon which 42 the Project has passed the Acceptance Test, IPT will, within 43 the first ten (10) days of each month during the 29-month 44 permitting and construction period, render a bill to the City 45 for work completed during the prior month. Such bill shall be 46 based on the percentage of completion of the Project for the 47 prior month and may include billing for previously completed 48 work not yet compensated. The City shall pay to IPT the 49 undisputed amount of the monthly progress payment within 15 50 days after receipt of the bill. Such payment shall be reduced 11/26/91 7 rc/172 1 by the retainage described in Section 5 (f) of these 2 Principles. All monthly billings for Project work shall be in 3 accordance with Section 6 of these Principles. 4 5 5 (d) Payment for Units: 6 At such time that IPT has purchased Units and, provided such 7 Units are not new units, arranged for the reconditioning 8 thereof, the City shall, within 15 days after receipt of a 9 bill from IPT, pay IPT for funds expended for the procurement 10 or reconditioning of the Units, and IPT shall concurrently 11 grant to the City a first priority security interest in the 12 Units and any reconditioning contracts between IPT and third 13 parties for the reconditioning of such Units. Such payment 14 shall be reduced by the retainage described in Section 5 (f) of 15 these Principles. 16 17 5 (e) Acceptance Payment: 18 Within fifteen (15) days following the date on which the 19 Project has passed the Acceptance Test, the City shall pay to 20 IPT an amount equal to the difference between the Base 21 Purchase Price (adjusted by the Incentive Increases and/or 22 Price Decrease in accordance with Sections 4 (b) and 4 (c) of 23 these Principles, respectively) , and the aggregate of the sums 24 paid in accordance with Sections 5 (b) , 5 (c) , and 5 (d) of these 25 Principles. Such payment shall be reduced by the retainage 26 described in Section 5 (f) of these Principles. All payments 27 shall be made in U.S. Dollars and from immediately available 28 funds. 29 30 5 (t) Retainage: 31 Each of the payments to be made to IPT as described in 32 Sections 5 (c) , 5 (d) , and 5 (e) of these Principles shall be 33 subject to retention by the City of ten (10) percent 34 (Retainage) . The purpose of all such retainage is to ensure 35 satisfactory performance of the Project during its first year 36 of commercial operation. If the Project fails to perform as 37 agreed during the first year of commercial operation, and 38 provided IPT refuses to otherwise cure such failure, the 39 Retainage shall, except as otherwise provided in this Section 40 5 (f) , be used to cure the failure so that the Project performs 41 as agreed. If, in the sole opinion of the City, cure of the 42 failure is not practical, all Retainage shall remain with the 43 City. On the first business day following the first 44 anniversary of the date on which the Project passes the 45 Acceptance Test, any remaining Retainage, plus an amount equal 46 to seven percent of the remaining Retainage, shall be paid to 47 IPT. 48 11/26/91 8 rc/172 1 5 (g) Project Financing: 2 All obligations for payments by the City under the Purchase 3 Agreement shall be subject to the City obtaining financing for 4 the Project. 5 6 6. BUDGET AND DRAW-DOWN SCHEDULE. 7 The City and IPT shall. mutually agree upon a budget for the 8 Project, which budget shall be attached to the Purchase Agreement 9 as an exhibit. The budget shall include a draw-down schedule which 10 shall be based on a 29-month permitting and construction schedule. 11 The draw-down schedule shall be used as the basis for establishing 12 the appropriate payment for the percentage of work completed. Upon 13 notification by IPT, the City shall inspect, review, verify, and 14 determine the percentage of completion for all work included in any 15 billing prior to rendering payment for such work. Payment for such 16 work shall be made in accordance with Sections 5 (c) and 5 (d) of 17 these Principles. During the 29-month permitting and construction 18 period, IPT shall bill the City on the first (1st) business day of 19 . each month for the costs incurred by IPT for Project work completed 20 during preceding months. Such costs may include the dollar amounts 21 set forth in the Project budget to cover IPT's administrative, 22 design, and permitting costs for the immediately preceding month, 23 and any undisputed costs not yet compensated from previous 24 billings, provided, however, that such costs shall not be billed if 25 Project construction is behind schedule 26 27 7. GUARANTEES BY IPT. 28 IPT shall provide the City certain guarantees as discussed in this 29 Section 7. 30 31 7 (a) Within 60 Days of Execution of These Principles: 32 Within sixty (60) days of execution of these Principles, IPT 33 shall prepare and submit to the SCAQMD the air quality permit 34 application for the Project. This permit application shall be 35 prepared and submitted in the City's name such that the City 36 may proceed with the permitting process for construction of a 37 combustion turbine at or near the Plant in the event the 38 Purchase Agreement is not executed. 39 40 7 (b) Prior to Receiving Authority to Construct: 41 All obligations of IPT to repay to the City such sums as are 42 paid by the City to IPT in connection with the Project prior 43 to the date of the issuance by the Shasta County Air Quality 44 Management District (SCAQMD) of the Authority to Construct 45 (ATC) shall be guaranteed by sureties obtained by IPT for such 46 sums. Such sureties shall be mutually acceptable to the 47 Parties. 48 11/26/91 9 rci1n 1 7 (c) Prior to Purchasing units: 2 Prior to purchasing the Units, IPT shall provide certificates 3 of insurance for the Units with terms acceptable to the City 4 and naming the City as a coinsured . IPT shall also obtain a 5 performance bond prior to executing the refurbishing contract. 6 The terms of performance bond shall be acceptable to the City 7 and shall be transferable to the City if IPT is found to be in 8 default under the terms of the Purchase Agreement. The City's 9 approval of the Insurance and Performance Bond shall not be 10 unreasonably withheld. 11 12 7 (d) Performance Bond and Payment Bond: 13 Prior to commencing construction and prior to purchasing any 14 Units that require refurbishing, IPT shall obtain a 15 performance bond and a payment bond consistent with the terms 16 and conditions of the Public Works Performance Bond and Public 17 Works Payment Bond as required of all construction contractors 18 retained by the City. 19 20 8. PROJECT PERMITS. 21 IPT covenants that the Project as described herein will be designed 22 and constructed such that all required permits will be obtainable. 23 24 8(a) Obligations of IPT: 25 IPT shall obtain all permits necessary for construction and 26 operation of the Project, including, but not necessarily 27 limited to: 28 29 8 (a) (i) The ATC, 30 31 8 (a) (ii) The Regional Water Quality permit, 32 33 8 (a) (iii) The Department of Health Services approval for 34 aqueous ammonia (including a Risk Management Protection 35 Plan) , 36 37 8 (a) (iv) All approvals required under the California 38 Environmental .Quality Act (CEQA) , 39 40 8 (a) (v) The Small Power Producer Exemption (SPPE) 41 permit as issued by the California Energy Commission, and 42 43 8(a) (vi) An Authority to Operate (ATO) issued by the 44 SCAQMD. 45 46 All permits shall provide that the Project is permitted to 47 operate for at least 2, 200 hours per year. IPT further agrees 48 to cooperate with and provide reasonable assistance to the 49 City in repermitting the Plant from the execution date of the 11/26/91 10 rci1n 1 Purchase Agreement to the date the Project begins commercial 2 operation. 3 4 8 (b) Obligations of the City: 5 All permitting costs associated with any repermitting required 6 for the Plant shall be borne in full by the City. Following 7 the City's acceptance of the Project, procurement or renewal 8 of any and all permits, compliance testing, and all other 9 actions as may be required for the Project to remain in 10 compliance on an ongoing basis, shall be the responsibility of 11 the City and IPT shall have no liability therefor. The City 12 further agrees to cooperate with- and provide reasonable 13 assistance to- IPT in obtaining the ATC and ATO, provided such 14 assistance is limited to the use of existing City staff and, 15 in the sole opinion of the City, has negligible effect on 16 other tasks City staff may be assigned. Further, in no case 17 shall the City's level of cooperation under this Section 8 (b) 18 influence IPT's obligations. 19 20 8 (c) Subsequent Changes to Law: 21 IPT does not warrant the compliance of the Project should any 22 statutory, regulatory or like changes that directly affect the 23 Project occur after issuance of the ATC. However, any waiver 24 of IPT's obligations in the event of such changes shall be 25 limited to the specific areas of compliance affected. 26 Warrants for compliance in all other areas shall remain in 27 full force and effect. 28 29 9. PROJECT EOIIIPMENT AND SERVICES. 30 The Project shall include the following equipment and services, and 31 it shall be IPT's obligation to provide: 32 33 9 (a) Primary Generation Equinment: 34 Primary generation equipment consisting of three (3) or four 35 .(4) new or used (at IPT's sole discretion) and fully 36 reconditioned General Electric Frame 5 combustion gas turbine 37 generators, supplied with filters and precoolers, with 38 Woodward or better solid state control systems compatible with 39 Bailey Net 90 controls. Precoolers will be designed to lower 40 turbine inlet temperature. Each Unit will be electric start 41 and installed in self-contained housings. Each Unit will be 42 capable of completing startup within ten (10) minutes of start 43 signals, including: synchronizing and interconnecting with 44 the City's electric utility system and producing Unit Full 45 Output. 11/26/91 11 rci1n s � 1 9 (b) Project Fuel System: 2 A fuel system consisting of: 3 4 9 (b) (i) An interconnection to City's gas supply system 5 at or near the point where the City gas supply system 6 connects with Pacific Gas and Electric Company's (PG&E) 7 gas meter (excluding any necessary or requested 8 reinforcement of the existing PG&E gas line extending from 9 Highway 273 to PG&E's gas meter serving the Project site, 10 which will be the City's responsibility) , and 11 12 9 (b) (ii) An alternate fuel system consisting of storage 13 tanks (located at the Project site) capable of storing and 14 supplying LPG to support Full Output for at least 24 15 hours. The alternate fuel system shall be complete with 16 an off-loading system, a vaporizer, and gas blending and 17 support equipment suitable for instantaneous remote fuel 18 switching from natural gas to sufficient LPG and back with 19 no interruption to Project operation. 20 21 9 (c) Project Emission Control Equipment: 22 Emission control equipment [including selective catalytic 23 reduction (SCR) , if required by a permitting agency or, if 24 desired by the City) including support hardware as may be 25 required. 26 27 9 (d) Plant Control System Modification: 28 Modification to the control system equipment and interface to 29 the existing control room at the Plant. The City will be 30 responsible for all modifications of the Plant system to 31 interface the City's Electric Utility operations center. IPT 32 will interface the Project controls with the Plant controls at 33 the Plant control room to allow for complete operation from 34 that location. 35 36 9 (e) Proiect Permits: 37 All required permits for the construction and operation of the 38 Project in accordance with Section 8 hereof. All permits 39 shall be in the name of the City or assigned to the City on or 40 before the Project's commercial operation date. 41 42 9 (t) Site Improvements: 43 All site improvements required for the construction of the 44 Project, including but not necessarily limited to site 45 lighting, local fire protection system, security and paving. 46 47 9 (g) Proiect Systems Control: 48 Project control systems designed to provide for complete 49 control interface to the Plant and independent or remote 50 dispatch for each Unit. 11/26/91 12 rc/172 1 9 (h) Heat Recovery Ecruipment Provisions: 2 Arrangement of the Project for the future inclusion of a heat 3 recovery steam generator and combined cycle steam turbine, 4 with spool pieces installed to facilitate this future 5 modification. 6 7 10. DEFAULT AND REMEDIES. 8 This Section 10 describes the circumstances relating to default by 9 the Parties under the Purchase Agreement and the remedies for each 10 potential default. If a dispute regarding an alleged default 11 arises, all obligations under the Purchase Agreement shall remain 12 in full force and effect until such time the Parties have resolved 13 this dispute. Resolution of disputes is referenced in Section 12 14 herein. 15 16 10 (a) Default by IPT: 17 Any of the following will constitute default by IPT: 18 19 10 (a) (i) IPT fails to obtain the ATC by April 1, 1993 ; 20 21 10 (a) (ii) The Project, during the first year of 22 commercial operation, suffers more than three (3) 23 consecutive occasions upon which the Project fails to 24 deliver capacity (between 5MW and 58. 5MW, as requested by 25 the City) within one-half hour of such request, for 26 reasons other than force majeure or operation and 27 maintenance of the Project by the City in a manner not in 28 accordance with prudent electric utility operating 29 practices; 30 31 10 (a) (iii) Failure by IPT to complete the Project by the 32 specified completion date, provided that such failure is 33 not due to: 34 35 1) The City's failure to perform any obligation which 36 it shall be required to perform under the terms of 37 the Purchase Agreement, or 38 39 2) Action or inaction by the City which is 40 inconsistent with the manner in which the City 41 normally would act or refrain from acting with 42 respect to any other developer building a similar 43 project within its corporate boundaries. 44 45 10 (a) (iv) Failure of the Project to meet the Acceptance 46 Test. 47 48 10 (b) Default By the City: 49 Any of the following shall constitute default by the City: 50 11/26/91 13 rcim 1 10 (b) (i) Any failure by the City to pay IPT within 15 2 days after receipt of a valid, non-disputed bill from IPT; 3 4 10 (b) (ii) Any gross negligence and willful action or 5 willful failure to act on the part of the City or its 6 agents which is inconsistent with the manner in which the 7 City would normally act or would refrain from acting and 8 which impedes the permitting process for the Project or 9 triggers any action by any regulatory agency which results 10 in the issuance of a stop-work order; or 11 12 10 (b) (iii) Any action or inaction (except such actions 13 referenced in Sections 5 and 6 of these Principles) on the 14 part of the City or its agents which adversely impact the 15 construction schedule, other than the City's actions or 16 inaction which would normally occur with respect to any 17 other developer building a public works project within its 18 corporate boundaries. 19 20 10 (c) Default Remedies: 21 The following shall be used to remedy a default: 22 23 10 (c) (i) If IPT is found to be in default under the 24 terms of Section 10(a) (i) of these Principles, IPT shall 25 refund to the City all funds previously tendered to IPT 26 for this purpose. Title to all previously purchased 27 material and equipment, including the Units, shall be 28 transferred to the City at no additional cost to the City. 29 30 10 (c) (ii) If IPT is found to be in default under the 31 terms of Section 10(a) (ii) or 10 (a) (iv) of these 32 Principles, the City shall promptly notify IPT of such 33 default. IPT shall have up to six (6) months following 34 the date of the default to correct the Project deficiency 35 so that the Project will pass the Acceptance Test. 36 Thereafter, the City shall have a right to receive damages 37 from IPT, including but not limited to savings lost to the 38 City, as determined by arbitration in accordance with 39 Section 12 of these Principles. 40 41 10 (c) (iii) If IPT is found to be in default under the 42 terms of Section 10 (a) (iii) of these Principles, the 43 Purchase Price shall be decreased by an amount equal to 44 One Thousand Dollars ($1,000) for each day after the 45 specified completion date upon which the Project has not 46 been completed, prior to April 1, 1994. Thereafter, the 47 City shall have a right to receive additional damages 48 including but not limited to lost savings to the City as 49 determined by arbitration in accordance with Section 12 of 50 these Principles. 11/26/91 14 rc/172 1 10 (c) (iv) If the City is found to be in default under 2 the terms of Section 10 (b) (i) of these Principles, the 3 City shall thereafter pay interest on such unpaid bill at 4 a monthly rate of 1.5% until such bill is paid in full. 5 6 MOM If the City is found to be in default under 7 the terms of Sections 10 (b) (ii) or 10 (b) (iii) of these 8 Principles the specified completion date shall be extended 9 on a day-for-day basis for each day that the event of 10 default delays permitting or completion of the Project. 11 The City shall pay any and all Project-related costs 12 incurred by IPT which are a direct result of such event of 13 default and, if such event of default causes the Project 14 to be non-permittable or not able to be completed by April 15 1, 1995, IPT shall have the right to receive damages, 16 including but not limited to lost profits, as determined 17 by arbitration in accordance with Section 12 of these 18 Principles. 19 20 10 (d) Notice of Default 21 Any notice of default by a Party under the Purchase Agreement 22 shall be deemed properly given if given within one week after 23 the non-defaulting Party determines that a default has 24 occurred and if addressed in accordance with the terms of 25 Section 15 of these Principles. 26 27 11. FORCE MAJEURE. 28 Neither Party shall be considered to be in default with respect to 29 any obligation hereunder if prevented from fulfilling such 30 obligation by reason of force majeure. The term force majeure 31 shall be deemed for the purposes of the Purchase Agreement to mean 32 extreme weather conditions, lightning, earthquake, fire and/or 33 explosion, failure of facilities not due to lack of proper care or 34 maintenance, civil disturbance, labor dispute, sabotage, war, 35 national emergency, restraint by court or public authority except 36 as otherwise provided in the Purchase Agreement, changes in 37 applicable laws or regulations from those in effect on the date of 38 the issuance of the ATC, intervention by a third-party in any 39 proceeding regarding the Project (if and only to the extent such 40 intervention impacts the Project) , or other causes beyond the 41 control of the affected Party which such Party could not reasonably 42 have been expected to avoid by exercise of due diligence and 43 foresight. Any Party affected by force majeure shall use due 44 diligence to place itself in a position to fulfill its obligations 45 and if unable to fulfill any obligation by reason of force majeure, 46 such Party shall exercise due diligence to remove such disability 47 with reasonable dispatch. 11/26/91 15 rc/172 1 12. ARBITRATION. 2 Any dispute arising from or relating to the Purchase Agreement, or 3 the breach thereof, and which cannot be mutually resolved by the 4 Parties, shall be settled by arbitration. Such arbitration shall 5 be effected by arbitrators selected as hereinafter provided and 6 shall be conducted in accordance with the rules existing at the 7 date thereof of the American Arbitration Association. 8 9 12 (a) Selection of Arbitrator: 10 The dispute shall be submitted to three (3) arbitrators, one 11 (1) arbitrator being selected by each Party and the third 12 being selected by the two (2) so selected, or if the two 13 cannot agree on a third, then by the American Arbitration 14 Association. In the event that either Party, within fifteen 15 (15) days after any notification of any demand for arbitration 16 hereunder, shall not have selected its arbitrator and given 17 notice thereof by registered or certified mail to the other, 18 such arbitrator shall be selected by the American Arbitration 19 Association. 20 21 12 (b) Location of Arbitration: 22 The arbitration shall take place in Sacramento, California, 23 and judgment may be entered on any award rendered by the 24 arbitrators in any court having jurisdiction. 25 26 12 (c) Obligations During Arbitration: 27 During the pendency of any arbitration proceeding, the Parties 28 shall continue to perform their respective obligations under 29 the Purchase Agreement, including all Project-related work 30 activities and making timely payments due under the terms of 31 the Purchase Agreement, except for such activities and 32 payments directly related to the dispute, and the failure to 33 do so shall constitute a breach of the Purchase Agreement. 34 35 12 (d) Interest Charges: 36 There shall be added to any monetary award for sums found to 37 have been due by the arbitrators an interest charge calculated 38 in the same manner as for late payments set forth in 39 Section 10 (c) (iv) of these Principles. 40 41 12 (s) Cost of Arbitration: 42 The cost of arbitration shall be borne by the Parties as 43 determined by the arbitrators. 44 45 13. QUALITY CONTROL. 46 Both Parties intend for the Project to be designed, constructed, 47 and equipped in accordance with prudent electric utility standards. 48 The City shall have the right to perform the "design review, 49 construction inspection, equipment inspection, and approve draw- 50 down payments (as provided for under Section 6 of these Principles, 11/26/91 16 rc/172 1 provided, however, that approvals by the City relating to such 2 review, inspection, and payment approval shall not be unreasonably 3 withheld) . The Parties agree the City may, at its own expense, 4 utilize an independent engineer to exercise these rights. The City 5 . shall notify IPT of any aspects of the Project's design, 6 construction, material, or equipment which the City determines is 7 not consistent with prudent electric utility standards. Such 8 notice shall be provided within fifteen (15) days of such 9 determination. IPT shall have sixty (60) days to provide a remedy 10 or to provide the City testimony refuting the City's allegation 11 regarding the quality of the Project. If IPT fails to remedy 12 within sixty (60) days, the City shall have the right to receive 13 damages including but not limited to savings lost to the City, as 14 determined by arbitration in accordance with Section 12 of these 15 Principles. 16 17 14. TAKES AND FEES. 18 IPT shall pay and be responsible for all applicable taxes and fees 19 except in-lieu-of-tax fee transfers from the City' s Electric 20 Department to the City's General Fund. 21 22 15. NOTICES. 23 Any notices required or permitted to be given hereunder shall be 24 given in writing and shall be delivered (a) in person, (b) by 25 certified mail, postage prepaid, return receipt requested, (c) by a 26 commercial overnight courier that guarantees next day delivery and 27 provides a receipt or (d) by telefacsimile, and such notices shall 28 be addressed as follows: 29 30 To City: CITY OF REDDING 31 760 Parkview Avenue 32 Redding, California 96001-3396 33 34 Attn. : Sam Lindley, Director 35 Electric Utilitv 36 37 TO IPT: INDUSTRIAL POWER TECHNOLOGY 38 2227 Capricorn Way, Suite 101 39 Santa Rosa, California 95407 40 41 Attn. : Robert Walther, President , 42 43 or to such other address as either party may from time to time 44 specify in writing to the other party. Any notice shall be 45 effective only upon delivery. 11/26/91 17 kiln 1 16. OTHER. 2 The Parties anticipate that the Purchase Agreement will also 3 contain additional terms and/or details not set forth herein 4 including, but not necessarily limited to the following areas: 5 6 - Acceptance Test 7 - Budget and Drawdown Schedules 8 - Project Equipment and Services 9 - Metering and Measurement 10 - Liabilities and Indemnification it - Facilities Descriptions 12 - Test Plan 13 - One Line Diagrams 14 - Equipment performance specifications (e.g. , ramp rates, 15 minimum Unit load, et al) 16 - Other general contract provisions 17 1 11/26/91 18 rc/172