HomeMy WebLinkAboutReso 91-008 - Approve new world systems corp software license agreement for IBM AS/400 between COR & New World Systems Corp, r
RESOLUTION NO.
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i A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF REDDING
APPROVING THE NEW WORLD SYSTEMS CORPORATION SOFTWARE LICENSE
AGREEMENT FOR IBM AS/400 BETWEEN THE CITY OF REDDING AND NEW
WORLD SYSTEMS CORPORATION, AND AUTHORIZING THE MAYOR TO SIGN
SAME.
j BE IT RESOLVED by the City Council of the City of Redding as
follows:
1. That the City Council of the City of Redding hereby
approves the attached New World Systems Corporation Software
License Agreement for IBM AS/400 between the City of Redding and
New World Systems Corporation; and
2. That the Mayor of the City of Redding is hereby
authorized and directed to sign all necessary documents on behalf
of the City of Redding, and the City Clerk is hereby authorized
and directed to attest the signature of the Mayor and to impress
the official seal of the City of Redding on the aforesaid
Agreement, when appropriate.
3 . That a true copy of said Agreement is attached hereto
and incorporated herein by reference.
i I HEREBY CERTIFY that the foregoing Resolution was intro-
duced and read at a regular meeting of the City Council of the
City of Redding on the 2nd day of January 1991 , and was duly
1 adopted at said meeting by the following vote:
AYES: COUNCIL MEMBERS: Arness, Dahl , Fulton, Moss & Buffum
NOES: COUNCIL MEMBERS: None
ABSENT: COUNCIL MEMBERS: None
ABSTAIN: COUNCIL MEMBERS: None
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ANCY FUM, Wor
City 9 Redding
I ATTEST: FORM PROVED:
ET NI HOL City Cler R DALL A. , AY City Attorney
k- `1 - �S'
NE&ORLD SYSTEMS CORPORATION
SOFTWARE LICENSE AGREEMENT
FOR
IBM AS/400
THE ATTACHED EXHIBITS ARE TO BE USED TO LICENSE
SOFTWARE PACKAGES AND PURCHASE SUPPORT SERVICES
j FROM NEW WORLD SYSTEMS.
1 . EXHIBIT A — STANDARD GOVERNMENT SOFTWARE
PACKAGES
2 . EXHIBIT B — SUPPORT SERVICES AND FEES
AUTHORIZATION
3 . EXHIBIT C — STANDARD SOFTWARE MAINTENANCE
AGREEMENT
4 . EXHIBIT D — GENERAL TERMS AND CONDITIONS
COVERING SOFTWARE AND SERVICES
5 . EXHIBIT E — CUSTOMER REQUESTED SOFTWARE
MODIFICATIONS AND ENHANCEMENTS
6 . EXHIBIT F — GENERAL IMPLEMENTATION PLAN
7. EXHIBIT G — NON—DISCLOSURE AGREEMENT
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APPROVED: CITY OF REDDING, CALIFORNIA
Name:
1 Title:
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Signature:
Date:
APPROVED: NEW WORLD SYSTEMS CORPORATION
Name: Larry D. Leinweber
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Title: President
Signature:
Date:
12-20-90
CONFIDENTIAL
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EXHIBIT A
STANDARD SOFTWARE PACKAGES
TO: NEW WORLD SYSTEMS CORPORATION (NWS)
FROM: CITY OF REDDING, CALIFORNIA (CUSTOMER)
CONCERNING: LICENSING AND INSTALLATION OF APPLICATION SOFTWARE
FOR AN IBM AS/400 MODEL 45 USED AS A PRIMARY SYSTEM,
WITH A SECOND AS/400 PROCESSOR USED FOR .REDUNDANT
PROCESSING AND/OR TESTING OF THE SOFTWARE
A. Standard Software Packages
Please consider this your authorization to plan the
installation of the government application software
packages checked below.
MODEL 45
APPLICATION COST MONTH/YEAR REQUESTED
I A. County Sheriff System
1 . County Sheriff System $58,000 When equipment avail.
j (multi jurisdiction)
- Incident Tracking Module
- Case Processing Module
- Arrest Module
- Property Module
- Personnel/Education Module
- Computer Aided Investigations Module
- UCR (Federal Requirements) Module
- Wants and Warrants Module
- Traffic Tickets and Citations Module
- Accidents Module
' - Business Registry Module
2. Police Computer Aided Dispatch Software When equipment avail.
(multi jurisdiction)
- Unit Status Monitors
- Geo-File Verification
- House Watches Module
3 . Jail Information and Management Software When equipment avail.
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B. Fire/EMS CAD Modules 24,000 When equipment avail.
- Unit Status Monitors
- Geo-File Verification
CONFIDENTIAL
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EXHIBIT A S
Page, 2
APPLICATION COST MONTH/YEAR REQUESTED
C. Other Police Software
1 . Additional Police Records 47 , 000 When equipment avail.
Modules
- Field Investigations Module
- Gun Permits Module
- Case Management Module
- Alarms Tracking and Billing Module
- Pawn Shops Module
- Civil Processing Module
- Geo-File Verification Module
' - Bicycles Module
- Index Cards Module
- Officer Activity Reporting and Scheduling Module
- Career Criminal Apprehension Module
2 . Additional Police Computer 7, 200 When equipment avail.
Aided Dispatch Modules
- E-911 Interface
3 . Stand-Alone State/NCIC 10,000 When equipment avail.
Interface
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j SOFTWARE COST: $146,200
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SOURCE CODE ( 10%) 14, 620
TOTAL COST: $160,820*
THE ABOVE PACKAGE COSTS ARE VALID THROUGH JANUARY 10, 1991
* The published list price for this software on an AS/400 Model 45 on
12-15-90 is $196,130.
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CONFIDENTIAL
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EXHIBIT A
Page, 3
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B. Payments on Standard Software
I - DOWNPAYMENT $ 64, 328
( 40% of Exhibit A Cost - Invoiced upon
receipt of signed Licensing Agreement)
- INSTALLATION PAYMENT $ 80, 410
I ( 50% of Exhibit A Cost - Invoiced upon
installation of each software package
on your computer, normally within 15 days
from equipment availability)
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FINAL PAYMENT $ 16,082
( 10% of Exhibit A Cost - Invoiced 90 days
after installation of each software
package)
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j - STANDARD SOFTWARE PAYMENTS DUE $160,820
NOTE: ALL PAYMENTS ARE DUE WITHIN TEN DAYS FROM RECEIPT OF INVOICE.
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CONFIDENTIAL
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EXHIBIT B
SUPPORT SERVICES AND FEES AUTHORIZATION
1 . Hours of Assistance Required
We recommend allocating adequate support hours per application on
standard software packages to provide:
- Installation of Standard Software
- User Education and Training
- Project Mangement Assistance
+ Other Technical assistance may be required including:
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- Modifications to Standard Software
- Custom Design and Programming
- File Conversion Assistance
I� - Consultation of Customer Technical Staff
i Based on the standard software licensed on Exhibit A, we suggest
that 600 hours of support services be scheduled. Actual usage
may be higher or lower based on Customer's use of support.
Avoiding or minimizing custom or modified features is
" beneficial. NWS has estimated the allocation of the 600 hours as
follows:
+ - Installation of Software @ 10 hours
- User Education and Training @ 340 hours
- Project Management Assistance @ 100 hours
- Modifications and Custom Design - see Exhibit E
-- File Conversion Assistance @ 100 hours
- Consultation of Customer Technical Staff @ 50 hours
2 . Service Fees Estimate
The above hours and any additional support services are available
at the rate of $ 65. 00 per hour. This rate is protected for
one year from the date NWS signs this Agreement.
Based on the hours listed above, the support service cost is
' estimated at $ 39,000
*Plus travel at actual cost divided proportionately between
Customers visited on a trip.
3 . Use of Time
i The above time will be largely spent on Customer premises.
Employee travel time billed to Customer may not exceed 4 hours
per employee visit. Travel time in excess of 4 hours per
employee visit will not be billed to Customer. If substantial
modifications, custom software, or file conversion work is
requested, NWS may schedule employees to perform this type of
work at NWS facilities. This is to enhance employee productivity
and to save travel time and cost. Customer shall be notified in
advance should this occur.
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CONFIDENTIAL
EXHIBIT B
Page. 2
4. Payments for Services and Travel Costs
All hours for services and travel costs will be billed weekly for
the previous calendar week. Payments are due within fifteen ( 15 )
days from receipt of invoice.
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CONFIDENTIAL
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EXHIBIT C
A
STANDARD SOFTWARE MAINTENANCE AGREEMENT
1 . Service Period
This maintenance agreement between New World Systems (NWS) and
CITY OF REDDING, CALIFORNIA (Customer) addresses the standard
software maintenance and other support services provided by NWS.
This agreement will remain in effect for a period of five ( 5 ) years
beginning 90 days after software installation (start date) to five
i ( 5) years after the start date.
2 . Services Included
The following services or features are included or available in the
standard software maintenance agreement:
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(a) new releases of standard software including enhancements.
Previous releases are supported no longer than nine ( 9)
months after a new release is announced by NWS.
(b) program updates for problems or malfunctions to standard
software only (temporary fixes) .
(c) updates to standard software user documentation.
(d) reasonable telephone support for standard software on
Monday through Friday from 8 : 00 a.m. to 7: 00 p.m.
(Eastern Time Zone) using the NWS 1-800 number provided;
or by calling the NWS support office in California.
During the Exhibit F Implementation Plan period, Customer
shall also be provided with 24 hour emergency contact only
phone numbers.
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(e) participation in user group meetings.
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(f) additional support services are available as requested by
Customer using (then) current hourly rates. Exhibit B has
a description of support services. Custom software and
modified software is supported using Exhibit B services
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and fees.
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(g) Exhibit E software and/or subsequent software enhancements
or modifications performed by NWS shall be maintained in a
separate software Change Library. The documentation of
the contents of the Change Library shall be a joint
responsibility of NWS and Customer. As new releases
and/or other updates of standard software are provided by
NWS to Customer, Customer shall test the new releases
along with the contents of the Change Library to ensure
that they are working together correctly. If requested by
Customer, NWS will provide additional support to test
and/or modify programs in the Change Library. The
additional support will be provided using Exhibit B
services and fees.
CONFIDENTIAL
EXHIBIT C
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(h) Exhibit E software and/or subsequent enhancement or
modifications performed by NWS shall have a 90 day
correction period (at no charge) following their
installation on Customer' s system. After 90 days,
software correction is provided using Exhibit B services
and fees. See sections (a) and (b) from paragraph 3 of
Exhibit D for the procedure to document and review
Customer ' s requests for software correction on Exhibit E
3 items.
CUSTOMERS SHOULD BE AWARE THAT IF THEY HAVE REQUESTED CHANGES TO
i STANDARD SOFTWARE, THAT THESE CHANGES (NO MATTER WHO MAKES THE
CHANGES) MAY MAKE THEIR STANDARD SOFTWARE MORE DIFFICULT TO
MAINTAIN. ADDITIONAL HOURLY SUPPORT CHARGES MAY BE INCURRED IF NWS
HAS TO PERFORM ADDITIONAL WORK TO MAINTAIN STANDARD SOFTWARE THAT HAS
j ANY CHANGES OR MODIFICATIONS REQUESTED BY CUSTOMER.
Items (a) , (b) and (c) above will be distributed to Customer on
magnetic media as appropriate. Customer is to return the magnetic
media sent by NWS.
If used, additional support services (see Exhibit B) will be billed
at (then) current hourly rates. Travel expenses are billed at actual
cost.
3 . Software Packages Covered For IBM AS/400 Model 45
NWS agrees to provide software maintenance for the following NWS
standard software packages in use at Customer' s location:
Annual
Application/Module List Cost Maintenance Cost
( 5-Year Plan)
1. Police Records Software (11 Modules)
2. Police Computer Aided Dispatch Software (3 Modules)
J 3 . Jail Information and Management System
4. Fire/EMS Computer Aided Dispatch Software (2 modules)
' 5. Additional Police Records Software (11 Modules)
6. Additional Police Computer Aided Dispatch Software ( 1 Module)
7 . Stand-Alone State/NCIC Interface
8. Source Code
TOTAL: $160 ,820 $ 24,123
CONFIDENTIAL
EXHIBIT C
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4 . Billing
The total annual maintenance cost will be billed annually as
follows. This cost includes items 2a, 2b, 2c, 2d, and 2e from the
previous page.
For Period Annual
,
Selected Amount Billed Billing Date
F First day of the month
on the third month
5 Year Plan $ 24,123 following software
installation and
j annually thereafter.
' If used, support service hours (and travel costs) will be billed
weekly for the previous calendar week. All invoices are due fifteen
( 15) days from receipt of invoice.
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5. Additions of Software to Maintenance Agreement
Additional standard software modules licensed from NWS will be added
to the maintenance agreement as they are installed. Costs for the
additional maintenance will be billed to Customer prorata for the
remainder of the maintenance year and on a full year basis thereafter.
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CONFIDENTIAL
EXHIBIT D '
GENERAL TERMS AND CONDITIONS
1 . Personnel
During the entire duration of this Agreement and for twelve (12)
months thereafter, each party agrees not to solicit or hire current
or former employees of the other without the other's prior written
consent.
' NWS shall exercise its best efforts to furnish competent employees
for fulfillment of these Agreement obligations. NWS shall require
employees (when on customer's premises) to comply with all
Customer's regulations and policies and shall promptly remove those .
I who do not comply. Given adequate cause, NWS shall dismiss
immediately from the project upon receipt of notification,
employees who are unsatisfactory for the services to be performed
hereunder. Such personnel shall be replaced with individuals
satisfactory to Customer as soon as possible.
2 . Training and Installation Support Services
At Customer's request, NWS shall (as described on Exhibit B) make
available to Customer qualified representatives) who will provide
training and other support services for each application licensed.
The training and support services shall include software overviews
and detail reviews by software module licensed. The parties shall
mutually agree to the time for training and support services.
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3 . Correction and Software Maintenance on Standard Software Packages
For 90 days after the software installation, NWS provides program
corrections and maintenance to standard software at no charge. As
part of this Agreement, Customer is also obtaining a NWS Standard
Software Maintenance Agreement (SSMA) . The SSMA provides a
j continuation of standard software maintenance and other support
services after the ninety (90) day period has passed. The SSMA
(see Exhibit C) shall begin on the following date:
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j - 90 days after the software is installed.
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1 The procedure for requesting standard software correction service
will be as follows:
a) Customer personnel will be required to document in writing
(with examples) each feature and/or report they believe to be
in error. All documentation will be forwarded to the Customer
liaison for review and control.
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b) The Customer liaison and a NWS Customer Support Manager will
review as may be required the software correction requests.
Invalid requests will not be serviced, valid requests will be
serviced at no charge. Requests for features and/or reports
that were not in the original software will be billed (if
approved) to the Customer. A valid request will be:
when a feature and/or report is not working as designed
An invalid request will be:
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' - the feature and/or report is working as designed
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- a new feature and/or report is requested
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This correction procedure does not apply to the following:
d - situations where the software (programs) has/have been
changed by anyone other than NWS personnel.
- situations where user operations error causes incorrect
information or reports to be generated.
4 . Confidential Information
d
Subject to the requirements of the Freedom of Information Act
1 (FOIA) and/or any comparable state laws, each party shall treat as
i confidential such information as the other may expressly designate
as confidential. All Customer data in the AS/400 shall be
considered confidential by NWS employees. In furtherance of this
duty, each party shall treat the other's confidential information
as it treats its own confidential information. Each party shall
instruct its employees not to divulge such information to third
parties without the consent of the other and shall take such
measures as may be reasonably requested by the other to preserve
the confidential nature of such designated information. In the
event any information is provided under the FOIA, notice and copies
of the information divulged must be sent to the other party.
5. Utilization of Software and Software Documentation
a) General Provisions
Both parties recognize that NWS owns all software licensed
under this Agreement. Upon availability of equipment, NWS
shall deliver to Customer one copy of the user manual and one
J copy of the binary code of the software (in machine readable
+ form compatible with the system configuration selected - on
storage media supplied by Customer) . For internal use only,
additional copies of the user manual may be made by Customer;
or until 12-31-91, NWS shall at Customer's option provide
additional copies at a cost of $50 per manual. With the
payment of licensing fees for source code, Customer shall have
the right to use, enhance, or modify all software for
Customer's own use as desired.
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The Customer (both through his own employees and/or through
other contractors/service organizations) agrees not to
distribute copies of programs or documentation in any form,
including magnetic media - to any parties, individuals, or
organizations outside of Customer' s physical premises where
Customer's computer is located.
The effect of this provision is to provide Customer a single
use license that is limited to the original (or upgraded model)
IBM AS/400 processor (serial number) that is installed at the
r Customer location; or a second AS/400 processor used for
{ redundant processing and testing as defined on Exhibit A.
In the event of emergency processing needs caused by fire,
flood, or power failure, etc. , Customer's employees shall be
allowed to remove programs and/or documentation from Customer's
physical premises. Customer shall also be allowed to keep a
copy of programs and documentation off site, so long as they
are locked in a secure location with access limited to Customer
liaison person.
The Customer agrees to provide for the enforcement of the above
provisions by the appropriate use of Non-Disclosure Agreements
that are to be reviewed with employees and/or
contractors/service organization that have access to the
programs and/or documentation. Third parties with access to
the software are governed by Paragraph 13 of Exhibit D.
Customer shall have a designated manager sign a Non-Disclosure
on behalf of all Customer employees, and this individual shall
review the Non-Disclosure form with all Customer employees
having access to the programs or documentation.
b) Software Upgrade Chartres on AS/400 Model Changes
Customer will pay at the time of upgrade the difference between
the published standard software charges for the present AS/400
model (see Exhibit A) and the published standard software
charges for the upgraded AS/400 model. Software maintenance
charges (see Exhibit C) will be increased on the next annual
billing date after the upgrade occurs.
Customer agrees to immediately notify NWS when AS/400 models
will be upgraded and to pay promptly when invoiced.
c) Usage of Non-Standard Software and Intellectual Property
The license to use the programs or those portions of any
programs which are developed by NWS specifically for the
Customer is included in addition to the standard software
license. NWS shall have the right to use any data processing
ideas, techniques, concepts, and/or know-how acquired by it in
i the performance of services under this Agreement for the
advancement of its own technical expertise and the performance
of other service agreements; and that NWS shall have, without
restriction, the right to use all program, procedures,
information, and techniques that are publicly available,
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obtained or obtainable from third parties and/or developed
independently by NWS without specific reference to Customer's
organization. Under no circumstances shall the Customer be
allowed to sell, copy, . or distribute any programs or
documentation developed for Customer by NWS - to any other
computer users.
d) Integration with U. S. Copyright Act
In addition to all provisions and restrictions provided under
this Agreement, Customer further agrees to be bound by and to
i comply with any and all provisions of the U. S. Copyright Act.
In the event any provision of the U. S. Copyright Act and a
provision of this Agreement conflict, the more restrictive of
the two applies. In the event it cannot be determined which is
the more restrictive, then the provision within the Agreement
applies.
In the event of a termination of this Agreement by either party,
the Terms and Conditions of this Paragraph shall remain in effect
for both parties after the termination.
6 . Insurance Requirements
NWS shall not commence work under this Agreement until it has
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obtained the insurance required under this paragraph.
a) Workers' Compensation Insurance. NWS shall procure and
imaintain during the life of this contract, Workers'
Compensation Insurance for all of its employees who engage in
the work to be performed; and, in case any such work is sublet,
if the contractor, shall require the subcontractor to provide
similar insurance for all of the latter's employees who engage
in the work.
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b) Liability and Property Insurance - Comprehensive Form. NWS
shall procure and maintain during the life of this contract,
Liability and Property Damage Insurance in an amount not less
than $500, 000 on account of each accident; and in an amount not
less than $500, 000 for each accident for damage to property.
c) Automobile Liability Insurance. NWS will procure and maintain
during the life of this contract, Hired and Non-Ownership Motor
Vehicle Bodily Injury and Property Damage Insurance in an
'a amount not less than $300, 000 for injuries, including
accidental death, to each person; and, subject to the same
limit for each person, in an amount not less than $300, 000 for
each accident; and in an amount not less than $300, 000 on
account for each accident for damage to property.
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7 . Liabilities
NWS is an independent contractor. The personnel of one party shall
not in any way be considered agents or employees of the other. As
f provided by law, each party shall be responsible for the acts of
' its employees.
Each party shall be responsible for Workers' Compensation coverage
for its own personnel. Each party shall indemnify and hold the
+ other harmless with respect to any claims or liabilities arising
out of its own acts of omissions or those of its officers,
employees, and/or agents.
8 . Disclaimer, Release and Limitation of Liabilities
NWS specifically warrants that our standard software will perform
as represented in user manuals (based on then current release of
software) .
THE WARRANTIES, OBLIGATIONS AND LIABILITIES OF NWS AND THE RIGHTS
' AND REMEDIES OF CUSTOMER SET FORTH IN THIS AGREEMENT ARE EXCLUSIVE
1 AND IN SUBSTITUTION FOR, AND CUSTOMER HEREBY WAIVES, RELEASES AND
j RENOUNCES, ALL OTHER WARRANTIES, OBLIGATIONS, REPRESENTATIONS AND
j LIABILITIES OF NWS NOT SPECIFICALLY WARRANTED HEREIN, TOGETHER WITH
ALL RIGHTS, CLAIMS AND REMEDIES OF CUSTOMER AGAINST NWS, EXPRESS
OR IMPLIED, ARISING BY LAW OR OTHERWISE, WITH RESPECT TO ANY NON-
CONFORMANCE OR IMPERFECTION IN ANY SOFTWARE LICENSED HEREUNDER,
INCLUDING BUT NOT LIMITED TO:
a) ANY IMPLIED WARRANTY OF MERCHANTABILITY OR FITNESS FOR A
PARTICULAR PURPOSE;
b) ANY IMPLIED WARRANTY ARISING FROM COURSE OF PERFORMANCE, COURSE
OF DEALING OR USAGE OF TRADE;
c) ANY OBLIGATIONS, LIABILITIES, RIGHTS, CLAIMS OR REMEDIES
(i) FOR LOSS OF USE, REVENUE OR PROFIT; AND/OR
(ii) FOR ANY OTHER DIRECT, INCIDENTAL AND/OR CONSEQUENTIAL
DAMAGES INCLUDING, WITHOUT LIMITATION, ANY LIABILITY OF
CUSTOMER TO THIRD PARTY.
CUSTOMER'S DAMAGES RECOVERABLE HEREUNDER ARE LIMITED TO THE
SOFTWARE COST LISTED ON EXHIBIT A. IN THE EVENT THAT, FOR WHATEVER
1 REASON, IT IS DETERMINED A LIMITATION OF REMEDY CONTAINED HEREIN,
IF ANY, FAILS OF ITS ESSENTIAL PURPOSE, THEN THE PARTIES AGREE THAT
THE EXCLUSION OF INCIDENTAL AND/OR CONSEQUENTIAL DAMAGES IS STILL
EFFECTIVE. IT IS AGREED THAT NWS MAKES ABSOLUTELY NO WARRANTY,
UNDERTAKING OR REPRESENTATION OTHER THAN THOSE EXPRESSLY STATED IN
THIS AGREEMENT, AND THAT CUSTOMER IS NOT RELYING ON ANY OTHER
REPRESENTATIONS OR STATEMENTS MADE BY OR ON BEHALF OF NWS.
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9 . Customer Responsibility
The Customer will be responsible for direct payment to IBM or other
parties for the purchase, lease, or rental of the equipment
components of this service.
The Customer must provide the management interface and support
necessary to successfully complete the installation of software.
' This includes policy and procedure reviews, priority setting, and
timely involvement in supporting change in an environment where
systems are being restructured and the organization is being
modified.
Customer shall assign a responsible person to act as liaison
between the Customer and NWS for the duration of the software
installation. The person shall: (i) be responsible for obtaining
responses to all of NWS's requests for information; (ii) have
authority to sign for and obligate Customer to any changes relating
to design, costs or delivery times; and (iii) have authority to
sign acceptance test documents evidencing Customer's acceptance of
each software deliverable pursuant to the provisions of the
applicable systems test procedures specified in Paragraph 16.
The Customer must provide timely participation in systems
definition, detail design, and direction of user data collection
i where appropriate.
The Customer must approve the overall system design according to
the implementation plan.
The Customer must edit and control the master file data - this is
required for accurate systems performance.
The Customer must provide qualified personnel to learn the
operations of the system(s) and to use the output from the
applications to be implemented.
Customer shall have appropriate personnel available for training
at the times scheduled, upon reasonable notice.
Customer shall make available at no charge to NWS adequate access
to reasonable office and desk space for NWS employees.
This Agreement for the license and installation of application
software requires the cooperation of both NWS and the Customer.
To the extent the Customer imposes additional requirements on NWS
for services other than expressly provided for in this Agreement,
NWS retains the right to make additional price adjustments and/or
any other adjustments that may be necessitated. To the extent the
Customer refuses to cooperate with NWS as provided for in this
paragraph or elsewhere in this Agreement, NWS may, at its option,
rightfully terminate this Agreement as provided for in Paragraph
14 , Termination.
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10 . Arbitration
Except for matters which relate to Customer's failure to pay
promptly, or matters which are enforceable by injunction and/or
other equitable remedies, or are related to the employee,
confidentiality and/or non-disclosure paragraphs (paragraphs 1, 2 ,
5, and 13 of Exhibit D) any controversy or claim arising out of or
relating to this Agreement, or breach thereof, shall be settled in
arbitration in accordance with the rules then prevailing of the
American Arbitration Association. Judgment upon any award rendered
by the arbitrator (s) may be entered in any court having
jurisdiction thereof.
As a condition precedent to arbitration, the parties agree that
before beginning an arbitration preceding, the management of both
parties shall have met at least two times in face-to-face meetings
in an effort to resolve any dispute or controversy through normal
business management practices. A minimum of one meeting shall take
place at each party's offices or other mutually agreeable location.
J 11. Patents and Trademark Indemnification
NWS agrees to indemnify and save the Customer harmless from and
against any and all judgments, suits, costs, and expenses resulting
from any alleged infringement or any patent or copyright arising
from the sale of software pursuant to this Agreement and covenants
that NWS will, defend or assist in the defense of any alleged
infringement of any patent or copyrights provided that the Customer
notifies NWS in writing of such allegation within (30) days of the
date upon which the Customer first receives notice thereof.
Failure of the Customer to give such notice shall relieve NWS of
all obligations to indemnify the Customer under this paragraph.
12 . Billing
The Exhibit(s) or Letter describing Fees explains how Fees will be
allocated. Payment shall be due as defined in the Exhibit(s) or
letter. NWS shall have the right to add a service charge of 1. 5%
per month on past due amounts. Customer agrees to pay service
charges applied to such amounts.
13 . Non-disclosure and Security Agreement on Software
a) Except as provided in this Agreement, no unauthorized copies -
in any form - will be made of New World Systems property,
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including the following:
- Program libraries, whether source or object
- Operating control language
- Test Data or sample files
- Program Listings
- Record Layouts
- All written documentation, such as user manuals and/or
systems manuals.
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This Agreement provides for copies of software and
documentation for use on two processors - see Exhibit A. Other
than for redundant processing and/or testing on the two
processors, the only authorized copies allowed for this
Agreement are copies to be used for backup - which may be
stored offsite if kept in a locked area that has restricted
access. All other copies are unauthorized unless the Customer
receives written permission from New World prior to copying.
b) No use of the programs or documentation (noted above) will be
allowed other than processing the records of the police, fire,
and EMS agencies resident in Shasta County, California.
c) A failure by Customer (or third parties with access to the
software) to comply with the above restrictions will allow NWS
to recover monetary damages of no less than three times the
original license cost of the software, plus any other legal
remedies available to NWS.
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d) Customer agrees that third parties with access to the software
will be required to sign a Non-disclosure Agreement that
includes all of the terms in this Paragraph 13 . Customer must
obtain and provide NWS a signed Non-Disclosure Agreement from
i any third party before the third party is given access to the
software.
In the event of a termination of this agreement by either party,
the Terms and Conditions of this Paragraph shall remain in effect
for both parties after the termination.
14 . Termination
a) Termination - By Customer
In the event NWS does not satisfactorily complete the
installation of software in accordance with the terms of this
Agreement, Customer may at its option notify NWS of Customer's
intention to cancel or terminate this Agreement at any time
upon written notice to NWS. Such notice shall provide a
detailed documentation and definition (with examples) of any
deficiencies claimed. NWS shall have ninety (90) days from
receipt of said notice to correct deficiency in order to
satisfy the terms of this Agreement. Customer agrees to
cooperate with NWS at all times and shall use best efforts to
apply sound management practices to the resolution of any
claimed deficiencies - including reassignment of personnel by
both parties if necessary to improve working relationships.
b) Termination - By NWS
NWS shall be allowed to terminate this Agreement for either of
the following reasons:
(i) Failure of Customer to make prompt payments for software
installed and/or installed and accepted.
CONFIDENTIAL
i
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{ (ii) Failure of Customer to fulfill his responsibilities as
outlined in Exhibit D, paragraph 9 , of this Agreement.
Except for Customer's failure to make prompt payments, NWS
1 shall not be allowed to terminate during the first 180 days of
this Agreement. After 180 days, NWS may, for the reasons
stated above at its option, notify Customer of NWS's intention
to cancel or terminate this Agreement upon written notice to
Customer. Such notice shall provide a detailed documentation
and definition of any deficiencies claimed. Customer shall
have ninety (90) days from receipt of said notice to correct
deficiencies that are related to Exhibit D, paragraph 9,
' responsibilities - and Customer shall have ten (10) days from
receipt of said notice to correct deficiencies that are related
to failure to make prompt payment.
I
In the event of termination by either party, NWS shall continue to
j provide its services, as previously scheduled, through the
termination date and the Customer shall continue to pay all fees
and charges as provided in Exhibits A, B, C, and E.
15. Notices
Notices to Customer shall be deemed effective when sent by
Registered or Certified U. S. Mail to the business address of the
Customer. Notices to NWS shall be deemed effective when sent by
registered or certified U.S. Mail to the following address:
New World Systems Corporation
3270 West Big Beaver, Suite 300
Troy, Michigan 48084
Attention: President
16 . Software Acceptance Tests
i
Successful systems performance will be determined by either of the
following acceptance criteria:
Acceptance Criteria 1 (This test may be used twice, once for
standard software, and once for standard
software with Exhibit E enhancements)
- The successful entry and editing of at least 100 transactions
concurrently entered from multiple terminals using the
established procedures and controls.
- The successful processing of at least 50 file maintenance
transactions for the master files.
- The successful generation of standard output reports using the
established procedures and controls.
Customer's acceptance of NWS software and products shall occur upon
successful completion of the systems test procedure as specified
above. NWS and Customer shall mutually agree on the format of the
CONFIDENTIAL
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test and test date of each software product deliverable - and
Customer shall not unreasonably delay the systems test procedure.
Both parties shall jointly conduct the systems test procedure for
each software product. In the event that NWS and Customer cannot
' agree on a test date and if NWS has notified the Customer of the
test date of a software product and Customer delays the start of
the system test procedure for more than fourteen (14) calendar
days, then acceptance shall be deemed to have occurred for that
software product deliverable.
Acceptance Criteria 2 (This test may be used twice, once for
standard software, and once for standard
software with Exhibit E enhancements)
Customer's acceptance of the software products shall occur based
i on Customer using the software products to produce data or output
which is distributed for actual use and/or otherwise utilized as
"live data" (e.g. payroll checks, water bills, tax bills, general
ledger reports, data base searches and/or inquiries, police
reports, fire reports, etc. )
17 . Performance Bond Reguirement
I In those situations where Customer requests NWS to provide a
Performance Bond, NWS shall provide a Performance Bond for the
software on Exhibit A. Customer shall pay for the cost of the
Performance Bond. Customer also agrees to pay promptly for the
Performance Bond when invoiced by NWS.
18 . General
This Agreement is the entire Agreement between the parties
superseding all other communications, written or oral, between the
parties relating to the subject matter of this Agreement and it may
be amended or modified only in writing signed by both parties.
This Agreement shall be governed by the laws of the State of
Michigan and it shall be binding on the successors and assigns of
the parties. The paragraph headings which appear herein are
included solely for convenience and shall not be used in the
interpretation of this Agreement.
CONFIDENTIAL
it
EXHIBIT E
CUSTOMER REQUESTED SOFTWARE MODIFICATIONS AND ENHANCEMENTS
A. DEFINITION OF MODIFICATIONS AND ENHANCEMENTS
i NWS will provide software modifications and enhancements to
Exhibit A modules as discussed below to address the Customer's
requirements. Customer agrees to cooperate in not making
modifications and enhancements too extensive as defined in B-
2a below.
CAPABILITIES INCLUDED IN FIXED COST UNDER B-4 BELOW
1. Jacket Design and Processing (300 hours)
NWS will enhance or modify the jacket processing
capabilities of the Exhibit A Police software to add
additional entry and access flexibility for transactions
involving:
• Warrants
• Field Investigations
• Arrests
The added capability will include an on-line history file
of transactions for the above three transactions types.
The history file will be accessible from the subsystems
that process the above three transaction types and will
be designed in a way to retain multiple records of
descriptive information on a jacket in the data base.
2 . Transaction Auditing (Security) (100 hours)
� NWS will enhance or modify the security procedures in the
Exhibit A Police software to track and log record
inquiries and/or updates for the following types of
transactions:
• global name searches,
• arrest records,
• case records,
• warrant records.
I
i
EXHIBIT E • i
Page 2
The security procedure will track and log the following
information:
• user ID
• record ID (case, warrant, name, jacket)
• program number and name
1 • date and time accessed
• terminal ID
I
A standard report and file purge procedure will be
provided.
3 . Access to Property Records (Security - 30 hours)
NWS will enhance or modify the Exhibit A Police software
to allow held property in the property file (evidence) to
have a restricted access by user ID.
i
4 . Request for Service (RFS) Wants and Warrants
dated 11-27-90 (60 hours)
5 . Request for Service (RFS) Case Inquiries
dated 11-27-90 (20 hours)
i
6 . Request for Service (RFS) Traffic Citations
dated 11-27-90 (80 hours)
7 . The following capabilities will be added by NWS at no
cost to Customer through SSMA enhancements (to be
available no later than 06-30-91) .
{
(a) streamline data entry on the global search by
adding a line number and entry field on the screen
to select the desired name - thus eliminating
tabbing the cursor to the name.
(b) streamline mass updates of police personnel
information by adding capability to enter training
information fields once and ID numbers of all
personnel involved.
(c) add capability of showing by flag all names in
global name search that have an outstanding
I warrant. Also, provide an option from Wants and
Warrants module to only display names on global
search that have warrants highlighting those that
are active.
I
EXHIBIT E S • '
Page 3
B. METHODOLOGY TO PROVIDE SOFTWARE ENHANCEMENTS
1. Definition of NWS Responsibility
This project includes the following activities to be
i performed by NWS.
- Review of required features with Customer.
- Preparation of Software Specifications Design
Document (SSDD) to include:
7 • menu samples
• screen samples
• report samples
• changes to data base formats (if any)
- Programming and programming test using RPG.
- Update user manual to include enhancements and
modified installation procedures (if any) .
- Software corrections as defined in Section 2 (g)
and 2 (h) of Exhibit C.
- If applicable, a narrative or system flow that
that describes the changes in processing.
J
2 . Implementation Plan
Activity Targeted Time Period
a. Complete Design Review with Within 75 days of
Customer Staff. Customer Agreement being
i agrees to be reasonable and signed.
1 flexible in not attempting
to design the enhancements
to be more extensive than
called for in the scope (cost
and schedule) of this project.
b. NWS submits first draft of SSDD As scheduled
during 2 (a) above.
c. Customer completes review of As scheduled
first draft of SSDD during 2 (a) above.
d. NWS submits revised SSDD As scheduled
1 during 2 (a) above.
e. SSDD acceptance and sign-off As scheduled
by Customer (no programming during 2 (a) above.
will be done by NWS until the
formal sign-off and Customer's
authorization to proceed in
writing)
f. NWS completes programming from As scheduled
SSDD and installs software during 2 (a) above.
i
EXHIBIT E • .
Page 4
g. Software acceptance test As scheduled
(source code and user manual during 2 (a) above.
updated and provided)
3 . Customer Responsibility
Customer's responsibilities are additionally defined in
Paragraph 9 of Exhibit D of this Agreement. All Customer
requested changes after design sign-off must be documented
by Customer and authorized in writing including added
costs, if any. Additional changes will most likely delay
the schedule.
4 . Cost and Payment for Modifications and Enhancements
i
The cost for the modifications and enhancements is $38, 350
! to be paid as follows:
- 30% on Signing of this Agreements $ 11, 505
- 30% on Customer Approval of each $ 11, 505
SSDD
1
• No. 1 ($ 5, 850)
• No. 2 ($ 1, 950)
• No. 3 ($ 585)
• No. 4 ($ 1, 170)
0 No. 5 ($ 390)
• No. 6 ($ 1, 560)
• No. 7 - No Charge
- 40% on Acceptance Testing of $ 15 , 340
each item (using criteria in
Paragraph 16 of Exhibit D from
jthis Agreement)
• No. 1 ($ 7, 800)
• No. 2 ($ 2 , 600)
• No. 3 ($ 780)
• No. 4 ($ 1, 560)
• No. 5 ($ 520)
• No. 6 ($ 2 , 080)
• No. 7 - No Charge
- Total Cost
* Travel costs for NWS employees to complete the tasks for Exhibit
E changes are billed under the provisions of Exhibit B services.
All travel to be mutually agreed upon by Customer and NWS.
1
i
i EXHIBIT F
GENERAL IMPLEMENTATION PLAN
TARGETED
ACTIVITY TIME PERIOD
1. Sign Agreement December, 1990
2 . Pre-Installation Planning Visit January, 1991
3 . Install Standard Software Including February, 1991
Installation on Primary and Redundant
AS/400 Processors
I
4 . Begin User Overviews of Software February, 1991
5 . Complete SSDD For All Exhibit E Changes By 03-01-90
6 . Key Milestone Dates for Shasta County
- Using Largely Standard Software
• User Training Period Feb.-Oct. , 1991
• Some Modules of Police Records Live April, 1991
• CAD Geo-Files Converted May, 1991
• Installation and Test of MIMIX May, 1991
Software
• Most Modules of Police Records Live August, 1991
• Police CAD Live August, 1991
• Jail Management Live September, 1991
• State/NCIC Live As Scheduled
• E-911 Live As Scheduled
• Install Appropriate Major Exhibit E December, 1991
Enhancements
7 . Key Application Dates for Redding Police Department
- Using Exhibit E Modified Software
• User Training Period May/90 - Oct/91
• Install Major Exhibit E Enhancements July, 1991
• CAD Geo-Files Converted May, 1991
• Police CAD Live August, 1991
• Fire/EMS CAD Live August, 1991
• Most modules of Police Records Live August, 1991
• State/NCIC Live As Scheduled
• E-911 Live As Scheduled
j 8 . Bi-Monthly Project Status Reviews As Scheduled
The above schedule is intended to be a starting guideline and will be
superseded by more detailed schedules mutually agreed upon by both parties.
Progress on the plan will require the combined resources of both NWS and
Customer.
i
• EXHIBIT G 0
NON-DISCLOSURE AND SECURITY AGREEMENT FOR THIRD PARTIES
I
REQUIRED FOR ORGANIZATIONS AND/OR INDIVIDUALS HAVING ACCESS TO NWS
PROPRIETARY MATERIALS INCLUDING BUT NOT LIMITED TO SOFTWARE PROGRAMS AND
DOCUMENTATION INSTALLED AT
CUSTOMER NAME:
ADDRESS:
NAME AND SIGNATURE
OF CUSTOMER MANAGER
j AUTHORIZING ACCESS:
I Name (Please Print or Type) Signature
As a part of our working on a computer that also has NWS proprietary
materials including software and documentation, the organization and/or
individual whose name and address appear below agree to the following:
1. No unauthorized copies, in any form, will be made of NWS proprietary
property, including but not limited to the following:
- Program Libraries, whether Source or Object.
- Control Language, JCL, or Command Languages.
- Test or Sample Files.
- Program Listings.
- Record Layouts or any Technical Documentation.
- All written documentation, such as user manuals and/or systems
manuals.
ALL AUTHORIZED COPIES WILL REQUIRE WRITTEN PERMISSION FROM AN
OFFICER OF NWS PRIOR TO BEING MADE.
2 . No use of any NWS software, NWS documentation, or other materials
will be allowed other than processing the records of the end user
who originally licensed the software.
3 . A failure by the undersigned to comply with the above restrictions
will carry a minimum penalty payable by the undersigned of three
times the original license cost of the NWS software in use at the
Customer location, plus any other legal remedies available to NWS.
In signing this Agreement, the undersigned acknowledges they will or may have
J access to NWS proprietary materials.
j ACCEPTED FOR THIRD PARTY (CONSULTANTS, CONTRACTORS, ETC. ) :
Organization Individual
By By
Title Title
Date Date
CONFIDENTIAL